Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Todd Charles FergusonUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$50006-04-2010
Ronald Mathew ShmyrUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$25001-05-2009
Robert Elliott LoupeeUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10008-26-2011
R. Stephen TrudeauUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15001-27-2012
Paul Marc DerocheUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10005-31-2013
Patrick T. Buschmohle Jr.UBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-04-2011
Michael Verle BarndUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15008-10-2012
Michael P. O'TooleUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$25010-11-2013
Michael John AjlounyUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-16-2009
Michael Christopher GrazianiUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-26-2011
Mark Dewitt SaddlerUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-21-2014
Makram N. TaliaUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15008-26-2011
Kristofer R SzteinUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-06-2018
Kimberly Kay LoveringUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$20007-03-2014
Jonathan James MontvilleUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-05-2017
Jonathan H. StrongUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15007-05-2012
Jon VigiUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$42907-19-2012
John Marc BushUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15004-13-2009
John Joseph MeldrumUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10012-16-2011
Jennifer Marjorie McPartlinUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15009-04-2012
Jeffrey John SmithUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$50008-19-2011
James Bradford CrossUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10003-02-2012
George AndresUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10006-27-2017
Dieter Roy WasserbaechUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-19-2012
Diana Marie FreeburgUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10005-31-2013
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Showing 1 to 25 of 34 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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