Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Christopher David HarrisWaddell & ReedSignator Investors, Inc.10-06-2016
Kenneth Alan GassWaddell & ReedB. Riley Wealth Management08-19-2016
Angia M. McgeorgeWaddell & ReedPFS Investments Inc.05-18-2016
David Elliott MannWaddell & ReedB. Riley Wealth Management$1005-17-2016
William George Fisher Connell IIWaddell & ReedB. Riley Wealth Management$1,50005-17-2016
Albert Tyler TynesWaddell & ReedSigma Financial Corporation$102-01-2016
David Brian AltwergerWaddell & ReedMorgan Stanley01-25-2016
Andrew William GossWaddell & ReedSummit Brokerage Services, Inc.01-19-2016
David Claude RobertsWaddell & ReedMML Investors Services, LLC12-08-2015
Ernest Dale AndersonWaddell & ReedVoisard Asset Management Group11-30-2015
William Courtney FayWaddell & ReedEdward Jones05-29-2015
JOHN DAVID SHUBERTWaddell & ReedFarmers Financial Solutions, LLC04-16-2015
Mark Michael FryeWaddell & ReedNorthwestern Mutual Investment Services, LLC02-24-2015
Kenneth Charles ZehnderWaddell & ReedMerrill Lynch, Pierce, Fenner & Smith Incorporated11-21-2014
ROBERT JAMES DIEKEMAWaddell & ReedNYLIFE Securities LLC10-24-2014
Aaron W HollisterWaddell & ReedMorgan Stanley06-23-2014
Martha Stucki WilliamsWaddell & ReedMerrill Lynch, Pierce, Fenner & Smith Incorporated05-16-2014
Mark Frank Pauwels Jr.Waddell & ReedSagePoint Financial, Inc.04-25-2014
Daniel James LauraineWaddell & ReedThe Huntington Investment Company08-01-2013
Nicholas Paul BakkerWaddell & ReedJ.P. Morgan Securities LLC07-19-2013
Lauryn Aisha WilliamsWaddell & ReedForesters Financial Services, Inc.05-10-2013
Steven Matthew EllsworthWaddell & ReedMML Investors Services, LLC05-08-2013
J-Thaddeus Peter McgaffeyWaddell & ReedAmeriprise Financial Services, Inc.05-07-2013
Lisa Anne DeanWaddell & ReedMerrill Lynch, Pierce, Fenner & Smith Incorporated$15002-15-2013
Vasilios Adam ManiosWaddell & ReedForesters Financial Services, Inc.02-05-2013
Next Page »

Showing 1 to 25 of 37 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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