Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
James Michael TietemaWells Fargo Clearing Services, LLCSecurian Financial Services, Inc.09-11-2018
Lisa Marie TimmerWells Fargo Clearing Services, LLCCetera Investment Advisers LLC$2508-31-2018
Caleb M WendzelWells Fargo Clearing Services, LLCFifth Third Securities, Inc.06-28-2018
Scott Francis DroskieWells Fargo Clearing Services, LLCFifth Third Securities, Inc.$5005-04-2018
Bruce Newell TownsendWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-29-2017
Matthew C MoceriWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-29-2017
Thomas Malcolm OrourkeWells Fargo Clearing Services, LLCCetera Investment Services LLC$5010-18-2017
Bilal I ChebbaniWells Fargo Clearing Services, LLCThe Huntington Investment Company$15009-29-2017
Kelly Anne FieldingWells Fargo Clearing Services, LLCCFD Investments, Inc.07-28-2017
Nathan Lee ParrishWells Fargo Clearing Services, LLCFifth Third Securities, Inc.$5005-08-2017
Kenneth Gregory LechnerWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5002-16-2017
Zackary John LechnerWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-16-2017
Matthew Scott LigonWells Fargo Clearing Services, LLCStifel, Nicolaus & Company, Incorporated10-27-2016
Stefanie Ann PorterWells Fargo Clearing Services, LLCAXA Distributors, LLC08-02-2016
Leah Michele ArnoldWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC$5008-01-2016
Katie Marie RozenWells Fargo Clearing Services, LLCTIAA-CREF Individual & Institutional Services, LLC$5007-12-2016
John Pierre ThibaultWells Fargo Clearing Services, LLCFifth Third Securities, Inc.06-08-2016
Thomas John GrobbelWells Fargo Clearing Services, LLCMorgan Stanley05-12-2016
Thomas John Grobbel IIWells Fargo Clearing Services, LLCMorgan Stanley05-12-2016
William David BurkeWells Fargo Clearing Services, LLCLebenthal & Co., LLC04-29-2016
Michelle Lee KredaWells Fargo Clearing Services, LLCAmeriprise Financial Services, Inc.04-26-2016
Frank Louis CampanaleWells Fargo Clearing Services, LLCLebenthal & Co., LLC02-26-2016
John E Swegles IIIWells Fargo Clearing Services, LLCMorgan Stanley$5002-26-2016
David Raymond SniderWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-25-2016
Jason Michael HolyszkoWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-25-2016
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Showing 1 to 25 of 135 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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