Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jeffery Ryan AdamsWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-23-2009
Dana Ray DarnellWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$10003-20-2009
David A. Long Jr.Wells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-01-2009
Gregory Ellis HillWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-01-2009
Patrick Randal MartinWells Fargo Clearing Services, LLCUBS Financial Services Inc.$15005-15-2009
William Hunter BrennanWells Fargo Clearing Services, LLCUBS Financial Services Inc.02-10-2010
Wayne Thomas OlivierWells Fargo Clearing Services, LLCMorgan Stanley02-26-2010
Brian Eric SchragWells Fargo Clearing Services, LLCVision Investment Services, Inc.$15003-19-2010
Joseph Michael HamoWells Fargo Clearing Services, LLCMorgan Stanley$10005-14-2010
Julie Marie MollWells Fargo Clearing Services, LLCMorgan Stanley05-14-2010
David Ray HesterWells Fargo Clearing Services, LLCRobert W. Baird & Co. Incorporated$5006-04-2010
Arthur James BuysWells Fargo Clearing Services, LLCMorgan Stanley$5007-22-2010
Joseph Michael MerickaWells Fargo Clearing Services, LLCUBS Financial Services Inc.$5008-26-2010
Steven Manuel DinesWells Fargo Clearing Services, LLCMorgan Stanley$5011-12-2010
Michael James MurphyWells Fargo Clearing Services, LLCAmeriprise Financial Services, Inc.11-22-2010
Terry Lee KnottWells Fargo Clearing Services, LLCMorgan Stanley12-03-2010
John Charles DaughertyWells Fargo Clearing Services, LLCPNC Investments12-03-2010
Michael William SeeWells Fargo Clearing Services, LLCPNC Investments12-03-2010
Stephen Richard SchollerWells Fargo Clearing Services, LLCWells Fargo Investments, LLC$20001-03-2011
Grant Mitchell KierzekWells Fargo Clearing Services, LLCWells Fargo Investments, LLC$15001-03-2011
Anthony Allen PayneWells Fargo Clearing Services, LLCWells Fargo Investments, LLC$5001-03-2011
Timothy RyanWells Fargo Clearing Services, LLCWells Fargo Investments, LLC$5001-03-2011
Patrick James MatthewsWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
Peter Carl MunsonWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
Timothy Peter LehtoWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
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Showing 1 to 25 of 97 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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