Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Todd Alan SaundersWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
Amber R BellWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
Jeffrey William BlewettWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
Kevin Allen VanderwoudeWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
Nelson Eggleston WaltersWells Fargo Clearing Services, LLCMorgan Stanley01-20-2011
Mark Linus FosterWells Fargo Clearing Services, LLCRBC Capital Markets, LLC02-22-2011
Nathan Renz VerbeekWells Fargo Clearing Services, LLCMorgan Stanley$5003-17-2011
Stacy Rochelle RaymondWells Fargo Clearing Services, LLCJ.J.B. Hilliard, W.L. Lyons, LLC04-21-2011
Michael Patrick DempseyWells Fargo Clearing Services, LLCNewedge USA, LLC05-16-2011
Daniel Patrick Murphy, Gregory Robert WrightWells Fargo Clearing Services, LLCUBS Financial Services Inc.07-25-2011
Ronald William EpplerWells Fargo Clearing Services, LLCTelemus Investment Brokers, LLC$2507-29-2011
Neil Andrew WeissmanWells Fargo Clearing Services, LLCTelemus Investment Brokers, LLC07-29-2011
Scott Byron SuomelaWells Fargo Clearing Services, LLCUBS Financial Services Inc.08-19-2011
Harvey Jack MarkzonWells Fargo Clearing Services, LLCUBS Financial Services Inc.$2510-27-2011
Mark Lawrence Stackable, Keri Lynn SabatiniWells Fargo Clearing Services, LLCMorgan Stanley11-22-2011
David Joseph KreskeWells Fargo Clearing Services, LLCTelemus Investment Brokers, LLC12-02-2011
Chris David ZichWells Fargo Clearing Services, LLCUBS Financial Services Inc.$5001-04-2012
Kenneth Allen FruehaufWells Fargo Clearing Services, LLCUBS Financial Services Inc.01-04-2012
Ryan Kenneth StevensWells Fargo Clearing Services, LLCRaymond James & Associates, Inc.$2501-18-2012
David Joseph AquilinaWells Fargo Clearing Services, LLCLeonard & Company$15002-15-2012
Jenny Lee DavisWells Fargo Clearing Services, LLCLeonard & Company$5002-15-2012
Marc Angelo BelgiornoWells Fargo Clearing Services, LLCMorgan Stanley$2502-27-2012
Scott Alan BylsmaWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10005-31-2012
Janet Marie FrancekWells Fargo Clearing Services, LLCMorgan Stanley$2502-15-2013
Stephen Edward CooperWells Fargo Clearing Services, LLCMorgan Stanley$15003-08-2013
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Showing 26 to 50 of 97 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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