Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Eric Alden WhippleWells Fargo Clearing Services, LLCMorgan Stanley$1003-08-2013
Jonathan Michael SanbornWells Fargo Clearing Services, LLCEdward Jones06-13-2013
Lee Ruben Leroy IIIWells Fargo Clearing Services, LLCJ.J.B. Hilliard, W.L. Lyons, LLC02-13-2014
Sarah Anne BartnikowskiWells Fargo Clearing Services, LLCJ.J.B. Hilliard, W.L. Lyons, LLC02-13-2014
William Carson Bird Jr.Wells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2502-25-2014
Adam TothWells Fargo Clearing Services, LLCEdward Jones$5006-16-2014
Frank L. BanksWells Fargo Clearing Services, LLCMorgan Stanley$5002-20-2015
Robin Lynn ReedWells Fargo Clearing Services, LLCJ.J.B. Hilliard, W.L. Lyons, LLC$2505-15-2015
Timothy Ray ReedWells Fargo Clearing Services, LLCJ.J.B. Hilliard, W.L. Lyons, LLC05-15-2015
Seanna Michelle FieldsWells Fargo Clearing Services, LLCJ.J.B. Hilliard, W.L. Lyons, LLC05-15-2015
Andrew L. CamdenWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC$10009-16-2015
Blake Anthony EllisWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC10-05-2015
James Kevin SmildeWells Fargo Clearing Services, LLCOppenheimer & Co. Inc.10-15-2015
Harris Eric MachusWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC11-04-2015
Ronald David Albers Jr.Wells Fargo Clearing Services, LLCAmeriprise Financial Services, Inc.11-13-2015
Robert Brandon KrutWells Fargo Clearing Services, LLCMorgan Stanley$10012-07-2015
Michael Alan KleinWells Fargo Clearing Services, LLCMorgan Stanley$5012-07-2015
Steven Michael GretchkoWells Fargo Clearing Services, LLCMorgan Stanley$2512-07-2015
Thomas Alan BraleyWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10012-18-2015
Jonathan Brian KulickWells Fargo Clearing Services, LLCPNC Investments$5001-11-2016
Chase Lyn Van DamWells Fargo Clearing Services, LLCFifth Third Securities, Inc.$1001-27-2016
Richard Dickran KurjianWells Fargo Clearing Services, LLCUBS Financial Services Inc.$10001-29-2016
Joseph Amato AnastasioWells Fargo Clearing Services, LLCUBS Financial Services Inc.$10001-29-2016
Lucy Christel Matthews, Patrick Joseph DowneyWells Fargo Clearing Services, LLCMorgan Stanley02-19-2016
Tammy Kay MentelWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-25-2016
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Showing 51 to 75 of 97 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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