Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam TothWells Fargo Clearing Services, LLCEdward Jones$106-16-2014
Allan George StraussWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-29-2009
Andrew L CamdenWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC$10009-16-2015
Andrew Martin SpearmanWells Fargo Clearing Services, LLCMorgan Stanley07-28-2010
Angelo Michael PanoffWells Fargo Clearing Services, LLCMorgan Stanley08-26-2010
Anthony AgostaWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-23-2009
Arthur James BuysWells Fargo Clearing Services, LLCMorgan Stanley$1,00007-22-2010
Barbara Bergen PaneralWells Fargo Clearing Services, LLCInfinex Investments, Inc.03-05-2012
Bilal I ChebbaniWells Fargo Clearing Services, LLCThe Huntington Investment Company$15009-29-2017
Blake Anthony EllisWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC$2510-05-2015
Bradley Thomas LottWells Fargo Clearing Services, LLCMorgan Stanley08-18-2011
Brent A WolgastWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-25-2012
Brian Eric SchragWells Fargo Clearing Services, LLCVision Investment Services, Inc.$10003-19-2010
Brian James WhiteWells Fargo Clearing Services, LLCEdward Jones06-13-2011
Bruce Newell TownsendWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-29-2017
Caleb M WendzelWells Fargo Clearing Services, LLCFifth Third Securities, Inc.06-28-2018
Chase Lyn Van DamWells Fargo Clearing Services, LLCFifth Third Securities, Inc.$1001-27-2016
Chris David ZichWells Fargo Clearing Services, LLCUBS Financial Services Inc.$15001-04-2012
Dana Ray DarnellWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$1,00003-20-2009
David A Long Jr.Wells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$1,00005-01-2009
David Allen WerkemaWells Fargo Clearing Services, LLCJackson National Life Distributors LLC08-30-2013
David Jay HomanWells Fargo Clearing Services, LLCUBS Financial Services Inc.05-27-2009
David Joseph AquilinaWells Fargo Clearing Services, LLCLeonard & Company$9502-15-2012
David Joseph KreskeWells Fargo Clearing Services, LLCTelemus Investment Brokers, LLC12-02-2011
David Kenneth RubensteinWells Fargo Clearing Services, LLCAmeriprise Financial Services, Inc.07-29-2015
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Showing 1 to 25 of 135 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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