Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Seanna Michelle FieldsWells Fargo Clearing Services, LLCJ.J.B. Hilliard, W.L. Lyons, LLC05-15-2015
Shane Gavin SpringmanWells Fargo Clearing Services, LLCUBS Financial Services Inc.02-10-2010
Shawn Robert MuellerWells Fargo Clearing Services, LLCPNC Investments05-31-2013
Stacy Rochelle RaymondWells Fargo Clearing Services, LLCJ.J.B. Hilliard, W.L. Lyons, LLC04-21-2011
Stefanie Ann PorterWells Fargo Clearing Services, LLCAXA Distributors, LLC08-02-2016
Stephen Daniel FairWells Fargo Clearing Services, LLCMorgan Stanley06-19-2017
Stephen Edward CooperWells Fargo Clearing Services, LLCMorgan Stanley$15003-08-2013
Steven Manuel DinesWells Fargo Clearing Services, LLCMorgan Stanley$5011-12-2010
Steven Michael GretchkoWells Fargo Clearing Services, LLCMorgan Stanley$2512-07-2015
Steven R. MartindaleWells Fargo Clearing Services, LLCJ.J.B. Hilliard, W.L. Lyons, LLC06-03-2011
Susan Hervey BleyaertWells Fargo Clearing Services, LLCRaymond James Financial Services, Inc.$10003-14-2017
Tammy Kay MentelWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-25-2016
Terry Lee KnottWells Fargo Clearing Services, LLCMorgan Stanley12-03-2010
Thomas Alan BraleyWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10012-18-2015
Thomas Edward Maskeny IIIWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15006-26-2009
Thomas John GrobbelWells Fargo Clearing Services, LLCMorgan Stanley05-12-2016
Thomas John Grobbel IIWells Fargo Clearing Services, LLCMorgan Stanley05-12-2016
Thomas Joseph KingWells Fargo Clearing Services, LLCEdward Jones$5010-22-2010
Thomas Malcolm O'RourkeWells Fargo Clearing Services, LLCCetera Investment Services LLC$5010-18-2017
Timothy Ray ReedWells Fargo Clearing Services, LLCJ.J.B. Hilliard, W.L. Lyons, LLC05-15-2015
Tracy Lee KendrickWells Fargo Clearing Services, LLCMorgan Stanley04-20-2018
Tracy Lee KendrickWells Fargo Clearing Services, LLCWaddell & Reed12-28-2012
Virginia Marie HommelWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC$1012-01-2011
Wayne Thomas OlivierWells Fargo Clearing Services, LLCMorgan Stanley02-26-2010
William Carson Bird Jr.Wells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2502-25-2014
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.