Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Linda HoisingtonWells Fargo Clearing Services, LLCMorgan Stanley11-30-2016
Matthew Scott LigonWells Fargo Clearing Services, LLCStifel, Nicolaus & Company, Incorporated10-27-2016
Stefanie Ann PorterWells Fargo Clearing Services, LLCAXA Distributors, LLC08-02-2016
Leah Michele ArnoldWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC$10008-01-2016
Katie Marie RozenWells Fargo Clearing Services, LLCTIAA-CREF Individual & Institutional Services, LLC$5007-12-2016
John Pierre ThibaultWells Fargo Clearing Services, LLCFifth Third Securities, Inc.$5006-08-2016
Thomas John GrobbelWells Fargo Clearing Services, LLCMorgan Stanley05-12-2016
Thomas John Grobbel IIWells Fargo Clearing Services, LLCMorgan Stanley05-12-2016
William David BurkeWells Fargo Clearing Services, LLCLebenthal & Co., LLC04-29-2016
Michelle Lee KredaWells Fargo Clearing Services, LLCAmeriprise Financial Services, LLC04-26-2016
Frank Louis CampanaleWells Fargo Clearing Services, LLCLebenthal & Co., LLC02-26-2016
John E. Swegles IIIWells Fargo Clearing Services, LLCMorgan Stanley$5002-26-2016
Russell Walter WittkoppWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2502-25-2016
Tammy Kay MentelWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-25-2016
Jason Michael HolyszkoWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-25-2016
David Raymond SniderWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-25-2016
Lucy Christel MatthewsWells Fargo Clearing Services, LLCMorgan Stanley02-19-2016
Patrick Joseph DowneyWells Fargo Clearing Services, LLCMorgan Stanley$2502-19-2016
Richard Dickran KurjianWells Fargo Clearing Services, LLCUBS Financial Services Inc.01-29-2016
Joseph Amato AnastasioWells Fargo Clearing Services, LLCUBS Financial Services Inc.$10001-29-2016
Chase Lyn Van DamWells Fargo Clearing Services, LLCFifth Third Securities, Inc.$1001-27-2016
Jonathan Brian KulickWells Fargo Clearing Services, LLCPNC Investments$5001-11-2016
Thomas Alan BraleyWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10012-18-2015
Lawrence Nachum BerkeWells Fargo Clearing Services, LLCMorgan Stanley$10012-07-2015
Robert Brandon KrutWells Fargo Clearing Services, LLCMorgan Stanley$10012-07-2015
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Showing 26 to 50 of 155 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.