Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Thomas John GrobbelWells Fargo Clearing Services, LLCMorgan Stanley05-12-2016
Thomas John Grobbel IIWells Fargo Clearing Services, LLCMorgan Stanley05-12-2016
John E. Swegles IIIWells Fargo Clearing Services, LLCMorgan Stanley$5002-26-2016
Lucy Christel Matthews, Patrick Joseph DowneyWells Fargo Clearing Services, LLCMorgan Stanley02-19-2016
Robert Brandon KrutWells Fargo Clearing Services, LLCMorgan Stanley$10012-07-2015
Michael Alan KleinWells Fargo Clearing Services, LLCMorgan Stanley$5012-07-2015
Steven Michael GretchkoWells Fargo Clearing Services, LLCMorgan Stanley$2512-07-2015
Frank L. BanksWells Fargo Clearing Services, LLCMorgan Stanley$5002-20-2015
Stephen Edward CooperWells Fargo Clearing Services, LLCMorgan Stanley$15003-08-2013
Eric Alden WhippleWells Fargo Clearing Services, LLCMorgan Stanley$1003-08-2013
Janet Marie FrancekWells Fargo Clearing Services, LLCMorgan Stanley$2502-15-2013
Marc Angelo BelgiornoWells Fargo Clearing Services, LLCMorgan Stanley$2502-27-2012
Mark Lawrence Stackable, Keri Lynn SabatiniWells Fargo Clearing Services, LLCMorgan Stanley11-22-2011
Nathan Renz VerbeekWells Fargo Clearing Services, LLCMorgan Stanley$5003-17-2011
Nelson Eggleston WaltersWells Fargo Clearing Services, LLCMorgan Stanley01-20-2011
Terry Lee KnottWells Fargo Clearing Services, LLCMorgan Stanley12-03-2010
Steven Manuel DinesWells Fargo Clearing Services, LLCMorgan Stanley$5011-12-2010
Arthur James BuysWells Fargo Clearing Services, LLCMorgan Stanley$5007-22-2010
Joseph Michael HamoWells Fargo Clearing Services, LLCMorgan Stanley$10005-14-2010
Julie Marie MollWells Fargo Clearing Services, LLCMorgan Stanley05-14-2010
Wayne Thomas OlivierWells Fargo Clearing Services, LLCMorgan Stanley02-26-2010

Showing 1 to 21 of 21 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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