Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Andrew Martin SpearmanWells Fargo Clearing Services, LLCMorgan Stanley07-28-2010
Angelo Michael PanoffWells Fargo Clearing Services, LLCMorgan Stanley08-26-2010
Anthony Richard ThorpeWells Fargo Clearing Services, LLCMorgan Stanley$5008-29-2014
Arthur James BuysWells Fargo Clearing Services, LLCMorgan Stanley$5007-22-2010
Bradley Thomas LottWells Fargo Clearing Services, LLCMorgan Stanley$15008-18-2011
Brandon James MudloffWells Fargo Clearing Services, LLCMorgan Stanley12-07-2015
Eric Alden WhippleWells Fargo Clearing Services, LLCMorgan Stanley$1003-08-2013
Frank L. BanksWells Fargo Clearing Services, LLCMorgan Stanley$5002-20-2015
Janet Marie FrancekWells Fargo Clearing Services, LLCMorgan Stanley$2502-15-2013
Jason B KeeleWells Fargo Clearing Services, LLCMorgan Stanley05-01-2017
John E. Swegles IIIWells Fargo Clearing Services, LLCMorgan Stanley$5002-26-2016
Joseph Michael HamoWells Fargo Clearing Services, LLCMorgan Stanley$10005-14-2010
Joseph Robert HamoWells Fargo Clearing Services, LLCMorgan Stanley$10005-14-2010
Joshua Mathew Van MalsenWells Fargo Clearing Services, LLCMorgan Stanley$5007-15-2010
Julie Marie MollWells Fargo Clearing Services, LLCMorgan Stanley05-14-2010
Keri Lynn SabatiniWells Fargo Clearing Services, LLCMorgan Stanley$1011-22-2011
Lawrence Nachum BerkeWells Fargo Clearing Services, LLCMorgan Stanley$10012-07-2015
Linda HoisingtonWells Fargo Clearing Services, LLCMorgan Stanley11-30-2016
Lucy Christel MatthewsWells Fargo Clearing Services, LLCMorgan Stanley02-19-2016
Marc Angelo BelgiornoWells Fargo Clearing Services, LLCMorgan Stanley$2502-27-2012
Mark Lawrence StackableWells Fargo Clearing Services, LLCMorgan Stanley11-22-2011
Mark Philip SchmidtWells Fargo Clearing Services, LLCMorgan Stanley10-15-2019
Michael Alan KleinWells Fargo Clearing Services, LLCMorgan Stanley$5012-07-2015
Nathan Renz VerbeekWells Fargo Clearing Services, LLCMorgan Stanley$5003-17-2011
Nelson Eggleston WaltersWells Fargo Clearing Services, LLCMorgan Stanley01-20-2011
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.