Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert Glen Hall Jr.Wells Fargo Clearing Services, LLCUBS Financial Services Inc.08-08-2019
Richard Dickran KurjianWells Fargo Clearing Services, LLCUBS Financial Services Inc.01-29-2016
Joseph Amato AnastasioWells Fargo Clearing Services, LLCUBS Financial Services Inc.$10001-29-2016
Leonard Daniel Gilroy-SolanoWells Fargo Clearing Services, LLCUBS Financial Services Inc.12-05-2012
Kenneth Allen FruehaufWells Fargo Clearing Services, LLCUBS Financial Services Inc.01-04-2012
Chris David ZichWells Fargo Clearing Services, LLCUBS Financial Services Inc.$10001-04-2012
Harvey Jack MarkzonWells Fargo Clearing Services, LLCUBS Financial Services Inc.$2510-27-2011
Scott Byron SuomelaWells Fargo Clearing Services, LLCUBS Financial Services Inc.08-19-2011
Daniel Patrick MurphyWells Fargo Clearing Services, LLCUBS Financial Services Inc.07-25-2011
Gregory Robert WrightWells Fargo Clearing Services, LLCUBS Financial Services Inc.$1007-25-2011
Joseph Michael MerickaWells Fargo Clearing Services, LLCUBS Financial Services Inc.$5008-26-2010
Jeffrey Robert GrantWells Fargo Clearing Services, LLCUBS Financial Services Inc.$5008-17-2010
Gloria Marie GrantWells Fargo Clearing Services, LLCUBS Financial Services Inc.08-17-2010
William Hunter BrennanWells Fargo Clearing Services, LLCUBS Financial Services Inc.02-10-2010
Shane Gavin SpringmanWells Fargo Clearing Services, LLCUBS Financial Services Inc.02-10-2010
Matthew Clifford BattenbergWells Fargo Clearing Services, LLCUBS Financial Services Inc.$5007-31-2009
David Jay HomanWells Fargo Clearing Services, LLCUBS Financial Services Inc.05-27-2009
Patrick Randal MartinWells Fargo Clearing Services, LLCUBS Financial Services Inc.$15005-15-2009
Ronald Stephen IacobelliWells Fargo Clearing Services, LLCUBS Financial Services Inc.05-15-2009

Showing 1 to 19 of 19 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.