Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Juan Leon MunozCapital Asset Advisory Services, LLCRaymond James Financial Services, Inc.06-14-2019
Richard Warren Stubbs Jr.Stifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$1,00006-13-2019
Steven J. ClarkStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$1,00006-13-2019
David Michael BryStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC06-13-2019
Kelly Anne FieldingStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC06-13-2019
Russell Thomas FullerStifel, Nicolaus & Company, IncorporatedCitizens Securities, Inc.06-13-2019
Brittany N. WatersonLPL Financial LLCLPL Financial LLC06-12-2019
Alexander Mathew WeberCambridge Investment Research, Inc.Ameriprise Financial Services, LLC06-12-2019
Daniel James PackardCapital Asset Advisory Services, LLCWealth Watch Advisors, LLC06-12-2019
Paul Mark BonacciniWedbush Securities Inc.Raymond James & Associates, Inc.$5006-11-2019
Timothy Michael HillHill Investments LLCRaymond James & Associates, Inc.06-11-2019
Ryan Jefferey DrewsCharles Schwab & Co., Inc.PFS Investments Inc.06-10-2019
Daniel Lloyd VanskiverLPL Financial LLCValMark Securities, Inc.$1006-10-2019
David Garnett WillisLPL Financial LLCValMark Securities, Inc.06-10-2019
Kevin James BatesKestra Investment Services, LLCAXA Advisors, LLC$10006-10-2019
Donna Mary NaddafKestra Investment Services, LLCAXA Advisors, LLC$2506-10-2019
Daniel Robert TaylorKestra Investment Services, LLCAXA Advisors, LLC06-10-2019
Mohammed D. AounPruco Securities, LLC.Allstate Financial Services, LLC06-10-2019
Emily Helen JolesSchwallier Wealth ManagementMorgan Stanley06-08-2019
Jacqueline Thuyle TranComerica SecuritiesCitizens Securities, Inc.$2506-06-2019
Amy Jean KomisLPL Financial LLCCUSO Financial Services, L.P.06-06-2019
James Francis WiaduckCetera Advisor Networks LLCJanus Henderson Distributors06-06-2019
Robert Allan Palma Jr.Regulus Advisors, LLCCapital Analysts06-06-2019
David Jeffrey PowellAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC06-05-2019
Shane Mitchell RobinsonLPL Financial LLCLifeMark Securities Corp.06-05-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.