Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mark Robert VandenbrandenCambridge Investment Research, Inc.Innovation Partners LLC07-18-2019
Richard Norman Spears Jr.The Huntington Investment CompanyFinancial Engines Advisors L.L.C.07-16-2019
Kevin Michael BarryKB Wealth Management, LLCOppenheimer & Co. Inc.07-12-2019
Jeffrey Jon JohnsonJ.W. Cole Financial, Inc.J.W. Cole Advisors, Inc.07-12-2019
Ryan Michael OliverParkland Securities, LLCWoodbury Financial Services, Inc.07-11-2019
Gregory J. Schwartz IIIGregory J. Schwartz & Co., Inc.AXA Advisors, LLC07-11-2019
Derrick John GlencerRaymond James Financial Services, Inc.LPL Financial LLC07-10-2019
Brian Joseph CunninghamLPL Financial LLCWells Fargo Clearing Services, LLC$5007-03-2019
Eric Brian WaggonerLPL Financial LLCNorthwestern Mutual Investment Services, LLC$5007-01-2019
David Robert SherwoodM Holdings Securities, Inc.Santefort Investment Group, LLC07-01-2019
Paul Michael CarnahanSecurian Financial Services, Inc.Centaurus Financial, Inc.06-28-2019
Robert RixStifel, Nicolaus & Company, IncorporatedOppenheimer$6306-27-2019
Gary Ernest MaynardLPL Financial LLCHD Vest Investment Services06-26-2019
Brian Stuart JollesRegulus Advisors, LLCHilltop Securities Independent Network Inc.$2506-21-2019
Nicholas D. FallerCitizens Securities, Inc.AXA Advisors, LLC06-21-2019
Kurt Ryan DavisEquity Services, Inc.MML Investors Services, LLC06-20-2019
David Keith SmithCetera Investment Services LLCForesters Financial Services, Inc.06-20-2019
Austen Nathaniel StewartMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC06-20-2019
Kristie Leah MurrayWells Fargo Advisors Financial Network, LLCRaymond James & Associates, Inc.06-19-2019
Nicklaus R SerafiniAmeriprise Financial Services, Inc.PNC Investments06-19-2019
Dimitri Ioannis HountalasCetera Investment Services LLCJ.P. Morgan Securities LLC06-18-2019
Dane William ColbergVALIC Financial Advisors, Inc.OneAmerica Securities, Inc.06-17-2019
Christian Jeffrey GuellaMutual Securities, Inc.MML Investors Services, LLC06-17-2019
Steve Clark, Rick StubbsStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$17506-13-2019
Dave BryStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$17006-13-2019
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Showing 1 to 25 of 388 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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