Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Douglas Arthur DaweRoyal Alliance Associates, Inc.Signator Investors, Inc.$1011-02-2018
Michael Lawrence DebusRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Roger Dale BennettRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Spencer Laurence HallidayRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Brenda Jo Bagonis-CookeRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Kenneth Bruce Lundquist Jr.Royal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Bruce Jay FinsilverRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Paul John AndaryRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Linda Lou PendellRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Arun SuriRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Michael Kenneth MonetteRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Ellen S. BrownRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Brian Michael MinjaresRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Mark Paul AderRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Howard Jay HirdesRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Anthony William SimorRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Brendan G. DunleavyRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Jeffrey Alan BarbrickRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Marc David GanopRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Michael Jon NagelvoortRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
David Eric SanfordRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Peter Louis GianopoulosRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Ryan Christian BarberRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Jeffrey S. LightRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Bronson Elmo HindmanRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
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Showing 251 to 275 of 386 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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