Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Charles Wayne RandallSigma Financial CorporationBroker Dealer Financial Services Corp.10-12-2018
David Alan PaskievitchSigma Financial CorporationLPL Financial LLC$2510-10-2018
Darlene CheatomRoyal Alliance Associates, Inc.Rehmann Financial Network, LLC$5010-09-2018
Mitchell Gerard LangtonParkland Securities, LLCForesters Equity Services, Inc.10-05-2018
James MelstromRaymond JamesUBS Financial Services Inc. Inc.$11010-01-2018
Derrel Calvin KentCUSO Financial Services, L.P.J.P. Morgan Securities LLC10-01-2018
Charles John LindholmRaymond James & Associates, Inc.Ameriprise Financial Services, Inc.$10009-28-2018
William Benjamin WeberRaymond James & Associates, Inc.Ameriprise Financial Services, Inc.$5009-28-2018
Ronald Lee Miller IIMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC09-28-2018
Amanda Sue JenkinsRaymond James & Associates, Inc.Ameriprise Financial Services, Inc.09-28-2018
Bandna VirdiJ.P. Morgan Securities LLCFSC Securities Corporation09-26-2018
Michelle M. RiesgoMerrill Lynch, Pierce, Fenner & Smith IncorporatedComerica Securities09-26-2018
Michael William MaherLPL Financial LLCSignator Investors, Inc.09-25-2018
David Joseph ScaramucciJ.P. Morgan Securities LLCEdward Jones09-25-2018
Mario PopajWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC09-24-2018
John Steven FarquharsonBenjamin F. Edwards & Company, Inc.Oppenheimer & Co. Inc.$15009-21-2018
Bryan Charles BradfordCetera Advisor Networks LLCVoya Financial Advisors, Inc.09-19-2018
Mark Raymond ReckerRecker Financial LLCHantz Financial Services, Inc.09-17-2018
Michael Sean DuganCommonwealth Financial NetworkAmeriprise Financial Services, Inc.$1009-14-2018
Anthony Charles RudaOppenheimer & Co. Inc.B. Riley Wealth Management09-14-2018
Dennis Alan AsaroCommonwealth Financial NetworkAmeriprise Financial Services, Inc.09-14-2018
Margeline Gwynne TrippEdward JonesPruco Securities, LLC.09-14-2018
Daniel Curtis HainesSummitView AdvisorsZhang Financial09-13-2018
Eric Johannes PoosRegulus Advisors, LLCSecure Investment Management, LLC$2209-12-2018
Jaime Lynn WynsmaInfinex Investments, Inc.INVESTMENT PROFESSIONALS, INC.$2509-11-2018
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Showing 326 to 350 of 386 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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