Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
James M. TietemaWells Fargo Clearing Services, LLCSecurian Financial Services, Inc.09-11-2018
David Nelson DrysdaleRoyal Alliance Associates, Inc.MML Investors Services, LLC09-10-2018
James Patrick WhiteRegulus Advisors, LLCFifth Third Securities, Inc.$5009-07-2018
James Allen WetherellPruco Securities, LLC.Hantz Financial Services, Inc.$2509-05-2018
Sherrie Lynn InghamConcorde Investment Services, LLCL.M. Kohn & Company09-04-2018
Michael Edward SimmersConcorde Investment Services, LLCL.M. Kohn & Company09-04-2018
Timothy Edward KowalskiRaymond James & Associates, Inc.Ameriprise Financial Services, Inc.09-04-2018
Jeffrey Joseph WinklerRaymond James & Associates, Inc.Morgan Stanley$15008-31-2018
Mark Adam EriksenSummit Brokerage Services, Inc.LPL Financial LLC$5008-31-2018
Lisa Marie TimmerWells Fargo Clearing Services, LLCCetera Investment Advisers LLC$2508-31-2018
Thomas Farmer SeidlConcorde Investment Services, LLCL.M. Kohn & Company$2208-31-2018
Mitchell Ernest Bonnett Jr.Cambridge Investment Research, Inc.LPL Financial LLC08-31-2018
Cheryl Ann HarwellSigma Financial CorporationThe Huntington Investment Company08-30-2018
Michael George WaltersLPL Financial LLCFirst Allied Securities, Inc.$5008-29-2018
Merid AmdeM.A. Global Investment Advisor, LLCInvestshares08-28-2018
Mark Louis HymanMML Investors Services, LLCThe Leaders Group, Inc.08-28-2018
Mike Anderson, Ted KorodanStifel, Nicolaus & Company, IncorporatedWells Fargo Advisors$16808-27-2018
Douglas Ian ZackConcorde Investment Services, LLCL.M. Kohn & Company$1008-23-2018
Matthew Todd FlynnConcorde Investment Services, LLCL.M. Kohn & Company08-22-2018
Richard Wesley BoschertConcorde Investment Services, LLCL.M. Kohn & Company08-22-2018
Karen Ruth GasiorThe Investment Center, Inc.LPL Financial LLC$1008-20-2018
Dace Andrew DekruifCetera Investment Services LLCFSC Securities Corporation$5008-16-2018
Scott E. BurnsRiver Raisin Investment Partners, Inc.LPL Financial LLC08-15-2018
Michael John FinnSecurities America, Inc.The O.N. Equity Sales Company08-14-2018
Donald James JensenSecurities America, Inc.The O.N. Equity Sales Company08-14-2018
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Showing 351 to 375 of 386 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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