Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Frank Michael LusebrinkWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC03-15-2019
Wendy Sue DancerWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC03-15-2019
Michael Curtiss NummerCommonwealth Financial NetworkWells Fargo Advisors Financial Network, LLC$6303-14-2019
Kristofer Robert SzteinComerica SecuritiesUBS Financial Services Inc.03-13-2019
Anthony Steven ThorntonRegulus Advisors, LLCHilltop Securities Independent Network Inc.03-12-2019
Bartholomew Timothy MacklerTD Ameritrade Investment Management, LLCGreat Lakes Wealth, LLC03-12-2019
Phillip Wayne OlneyRegulus Advisors, LLCWoodbury Financial Services, Inc.03-07-2019
Travis Jay LacellePNC InvestmentsFifth Third Securities, Inc.03-05-2019
Kimberly Ann PhelpsRaymond James Financial Services, Inc.The Huntington Investment Company$5003-04-2019
Sarah WooleverRaymond James Financial Services, Inc.The Huntington Investment Company03-04-2019
David Bruce BurchRaymond James & Associates, Inc.Morgan Stanley$10003-01-2019
Lawrence Fredrick BairdWoodbury Financial Services, Inc.Questar Capital Corporation$10003-01-2019
David Alan WeilerWoodbury Financial Services, Inc.Questar Capital Corporation$6503-01-2019
Daniel Brian HumesWoodbury Financial Services, Inc.Questar Capital Corporation$5003-01-2019
Patrick Joseph MillerWoodbury Financial Services, Inc.Questar Capital Corporation$5003-01-2019
Harry James McGowan IVWoodbury Financial Services, Inc.Questar Capital Corporation$5003-01-2019
Jaime Arlette WolfeWoodbury Financial Services, Inc.Questar Capital Corporation$5003-01-2019
Gilbert Marvin Lindsay Sr.Woodbury Financial Services, Inc.Questar Capital Corporation$5003-01-2019
Michael Stuart GrahamWoodbury Financial Services, Inc.Questar Capital Corporation$2503-01-2019
Bryan Keith PoirierWoodbury Financial Services, Inc.Questar Capital Corporation$2503-01-2019
Melanie Lynn AikensWoodbury Financial Services, Inc.Questar Capital Corporation$2503-01-2019
John Anderson LemmermannWoodbury Financial Services, Inc.Questar Capital Corporation$1003-01-2019
David Paul ProchazkaWoodbury Financial Services, Inc.Questar Capital Corporation$1003-01-2019
Steven Joel MoranWoodbury Financial Services, Inc.Questar Capital Corporation03-01-2019
Peter Robert Singler Sr.Woodbury Financial Services, Inc.Questar Capital Corporation03-01-2019
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Showing 101 to 125 of 386 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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