Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Daniel CaseyAthena Advisory Services Inc.Edward Jones01-07-2019
George ZobianAmerican Portfolios Financial Services, Inc.Questar Capital Corporation01-04-2019
Amy Sue PriceInfinex Investments, Inc.The Huntington Investment Company01-02-2019
Todd A. BertschCUNA Brokerage Services, Inc.GLP Investment Services, LLC12-26-2018
Jennifer J. VerscheureRaymond James Financial Services, Inc.IHT Wealth Management LLC12-20-2018
Andrew Huston McGuireMerrill Lynch, Pierce, Fenner & Smith IncorporatedPlante Moran Financial Advisors12-20-2018
Marcella Ann EvansCitizens Securities, Inc.HD Vest Investment Services12-18-2018
Abdalhakim Anwar KhirfanSecurities America, Inc.Questar Capital Corporation12-17-2018
Joshua John MalyFifth Third Securities, Inc.Edward Jones12-17-2018
Brian James HughesSecurities America, Inc.Questar Capital Corporation12-13-2018
Michael David MileyNew View Financial, LLCSigma Financial Corporation12-12-2018
Dominic D. GarciaRochester Wealth Strategies, LLCPrivate Advisor Group, LLC12-12-2018
Wendi Pamela Lee DiaconoLPL Financial LLCCetera Advisor Networks LLC$10012-07-2018
Matthew Allen SernauSecurities America, Inc.LPL Financial LLC$2512-07-2018
Tracy Neal AdamsLPL Financial LLCCetera Advisor Networks LLC12-05-2018
Matthew Paul CourRegulus Advisors, LLCSecurities America, Inc.12-04-2018
James Taylor BurnsMerrill Lynch, Pierce, Fenner & Smith IncorporatedVintage Financial Services LLC12-04-2018
Jesse Albert Parsley Jr.AXA Advisors, LLCNorthwestern Mutual Investment Services, LLC$1012-03-2018
Milton DunnLifeMark Securities Corp.Foresters Equity Services, Inc.12-03-2018
Anthony Dean BagneschiParkland Securities, LLCPlanMember Securities Corporation12-03-2018
David Alan HerbeckPNC InvestmentsSigma Financial Corporation12-03-2018
John Howard Kay Jr.Oppenheimer & Co. Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$20011-30-2018
Frank Mcnair Sims Jr.Ameriprise Financial Services, Inc.Stifel, Nicolaus & Company, Incorporated11-30-2018
Robert Joseph Ellinger IIIAction Point Retirement Group LLCAction Point Financial Planning, LLC11-30-2018
Stephen Robert NoldeLPL Financial LLCInfinex Investments, Inc.11-30-2018
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Showing 176 to 200 of 386 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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