Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Russell Edward WilcoxLincoln Financial Advisors CorporationForesters Equity Services, Inc.$5011-20-2018
Jeffrey Francis BraytonLakeshore Financial Planning Inc.Raymond James Financial Services, Inc.11-19-2018
Mark Edward RominLakeshore Financial Planning Inc.Raymond James Financial Services, Inc.11-19-2018
Rick Hueter, Todd WinterStifel, Nicolaus & Company, IncorporatedWells Fargo Advisors$40811-16-2018
Stephen John NiezgodaCambridge Investment Research, Inc.LPL Financial LLC$2511-16-2018
Sarah Elizabeth PasikowskiAXA Advisors, LLCSignator Investors, Inc.11-15-2018
Douglas Allen DetmerPruco Securities, LLC.MML Investors Services, LLC11-14-2018
Jude Edward McDonaghLifeMark Securities Corp.Foresters Equity Services, Inc.$1011-13-2018
Bob RubarthStifel, Nicolaus & Company, IncorporatedRaymond James$5411-12-2018
Mark Thomas DrouillardSecurities America, Inc.Ameriprise Financial Services, Inc.$10011-12-2018
Robert Alan RubarthStifel, Nicolaus & Company, IncorporatedRaymond James & Associates, Inc.$4111-12-2018
Frederick Henry CrossSecurities America, Inc.Ameriprise Financial Services, Inc.11-12-2018
John D. ShubertCUSO Financial Services, L.P.Waddell & Reed11-12-2018
Mark Edward ZivkovichJ.P. Morgan Securities LLCTD Ameritrade, Inc.11-07-2018
Joseph Wayne MaierRaymond James Financial Services, Inc.Securities America, Inc.$25011-05-2018
Wayne Charles MaierRaymond James Financial Services, Inc.Securities America, Inc.$15011-05-2018
Miguel R. WodkowskiComerica SecuritiesPNC Investments$15011-05-2018
Michael Andrew WilcoxRaymond James Financial Services, Inc.Securities America, Inc.$5011-05-2018
Gregory Scott DahlbergRaymond James Financial Services, Inc.Securities America, Inc.$5011-05-2018
Stanley Louis Steve DombrowskiRaymond James Financial Services, Inc.Securities America, Inc.$2511-05-2018
Lisa Marie MazzolaCWM, LLCCambridge Investment Research, Inc.11-05-2018
John Michael Derbin Jr.LifeMark Securities Corp.FORESTERS EQUITY SERVICES, INC.11-05-2018
Eric Walter DobrzynskiRaymond James Financial Services, Inc.Securities America, Inc.11-05-2018
Timothy DijakAmeriprise Financial Services, Inc.Raymond James$13911-02-2018
Edward Francis OldaniRoyal Alliance Associates, Inc.Signator Investors, Inc.$12011-02-2018
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Showing 201 to 225 of 386 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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