Advisers on the Move
Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.Latest moves
| Adviser(s) | Firm joining | Firm leaving | AUM ($M) | Date |
|---|---|---|---|---|
| Sarah Elizabeth Pasikowski | AXA Advisors, LLC | Signator Investors, Inc. | — | 11-15-2018 |
| Douglas Allen Detmer | Pruco Securities, LLC. | MML Investors Services, LLC | — | 11-14-2018 |
| Jude Edward McDonagh | LifeMark Securities Corp. | Foresters Equity Services, Inc. | $10 | 11-13-2018 |
| Bob Rubarth | Stifel, Nicolaus & Company, Incorporated | Raymond James | $54 | 11-12-2018 |
| Mark Thomas Drouillard | Securities America, Inc. | Ameriprise Financial Services, Inc. | $100 | 11-12-2018 |
| Robert Alan Rubarth | Stifel, Nicolaus & Company, Incorporated | Raymond James & Associates, Inc. | $41 | 11-12-2018 |
| Frederick Henry Cross | Securities America, Inc. | Ameriprise Financial Services, Inc. | — | 11-12-2018 |
| John D. Shubert | CUSO Financial Services, L.P. | Waddell & Reed | — | 11-12-2018 |
| Mark Edward Zivkovich | J.P. Morgan Securities LLC | TD Ameritrade, Inc. | — | 11-07-2018 |
| Joseph Wayne Maier | Raymond James Financial Services, Inc. | Securities America, Inc. | $250 | 11-05-2018 |
| Wayne Charles Maier | Raymond James Financial Services, Inc. | Securities America, Inc. | $150 | 11-05-2018 |
| Miguel R. Wodkowski | Comerica Securities | PNC Investments | $150 | 11-05-2018 |
| Michael Andrew Wilcox | Raymond James Financial Services, Inc. | Securities America, Inc. | $50 | 11-05-2018 |
| Gregory Scott Dahlberg | Raymond James Financial Services, Inc. | Securities America, Inc. | $50 | 11-05-2018 |
| Stanley Louis Steve Dombrowski | Raymond James Financial Services, Inc. | Securities America, Inc. | $25 | 11-05-2018 |
| Lisa Marie Mazzola | CWM, LLC | Cambridge Investment Research, Inc. | — | 11-05-2018 |
| John Michael Derbin Jr. | LifeMark Securities Corp. | FORESTERS EQUITY SERVICES, INC. | — | 11-05-2018 |
| Eric Walter Dobrzynski | Raymond James Financial Services, Inc. | Securities America, Inc. | — | 11-05-2018 |
| Timothy Dijak | Ameriprise Financial Services, Inc. | Raymond James | $139 | 11-02-2018 |
| Edward Francis Oldani | Royal Alliance Associates, Inc. | Signator Investors, Inc. | $120 | 11-02-2018 |
| Timothy John Dijak | Ameriprise Financial Services, Inc. | Raymond James & Associates, Inc. | $100 | 11-02-2018 |
| Daniel Raymond Gardner | Royal Alliance Associates, Inc. | Signator Investors, Inc. | $100 | 11-02-2018 |
| Robert Bruce Hurd | Royal Alliance Associates, Inc. | Signator Investors, Inc. | $50 | 11-02-2018 |
| Francis Carlson Barazsu | Royal Alliance Associates, Inc. | Signator Investors, Inc. | $50 | 11-02-2018 |
| Curtis Jesmond Malling | Royal Alliance Associates, Inc. | Signator Investors, Inc. | $50 | 11-02-2018 |
Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.
