Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Nicholas Adam BourAgile Wealth LLCWealth Watch Advisors, LLC05-08-2019
Jeremy Mitchell WilsonJ Wilson Wealth ManagementHantz Financial Services, Inc.05-08-2019
Brennan G. HuntVoya Financial Advisors, Inc.Voya Financial Partners, LLC05-07-2019
Leonard Daniel Gilroy-SolanoSecurities America, Inc.Wells Fargo Clearing Services, LLC$1,00005-06-2019
Michael David PominvilleHarbor Light Planning, LLCCitizens Securities, Inc.05-02-2019
Dean Brian BaumgartnerAllworth Financial, L.P.Cambridge Investment Research, Inc.05-01-2019
Autumn C. SoltysiakHemming& Wealth Management, Inc.SagePoint Financial, Inc.05-01-2019
Steven James KusRaymond James Financial Services, Inc.J.J.B. Hilliard, W.L. Lyons, LLC$10004-30-2019
Stephen Kenneth ZinkRaymond James Financial Services, Inc.J.J.B. Hilliard, W.L. Lyons, LLC04-30-2019
Dick Powell, David PowellAmeriprise Financial Services, Inc. Services, Inc.Wells Fargo Advisors$13304-26-2019
John Raymond OliverAgile Wealth LLCExecutive Wealth Management, LLC04-26-2019
Massimo PaoneRegulus Advisors, LLCAltrius Capital Management, Inc.04-23-2019
Joyce Anora WardwellCambridge Investment Research, Inc.J.P. Morgan Securities LLC04-22-2019
Nicole Sona GopoianProsperity Wealth Strategies LLCPlanning Alternatives Ltd04-22-2019
Ashlee Isola De SteigerGunder Wealth Management, LLCRaymond James Financial Services, Inc.04-22-2019
James A. CarrelBrooklight Place Securities, Inc.Bankers Life Securities, Inc.04-22-2019
Mitchell Warren LyonsJ.W. Cole Financial, Inc.G.F. Investment Services, LLC04-16-2019
Oliver Paul GoodenGeneos Wealth Management, Inc.Steben & Company, Inc.$25004-15-2019
Gus C PanosRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10004-12-2019
Jason Lee FirekRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5004-12-2019
Rakesh BhartiSigma Financial CorporationAmeriprise Financial Services, Inc.$2504-12-2019
John G GaynorRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-12-2019
Paul Leo StanleyFSC Securities CorporationWestminster Financial Securities, Inc.$2504-11-2019
Darryl Edward WalkerTD Ameritrade Investment Management, LLCJ.P. Morgan Securities LLC04-11-2019
Bryan D HaggardRetireMitten Financial LLCMainstay Capital Management, LLC04-09-2019
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Showing 76 to 100 of 391 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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