Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Christopher James HoxieRegulus Advisors, LLCBankers Life Securities, Inc.04-06-2019
Kara A. WilcoxLPL Financial LLCPruco Securities, LLC.04-05-2019
Michael Eugene CarsonLifeMark Securities Corp.Pruco Securities, LLC.04-04-2019
Max Nicholas KramerCambridge Investment Research, Inc.Gradient Securities, LLC04-02-2019
Luke Kulczyk SuminskiOppenheimer & Co. Inc.Thrivent Investment Management Inc.04-01-2019
Regina N SpenceLPL Financial LLCEdward Jones04-01-2019
Paul Charles DemarkAmeriprise Financial Services, Inc.Morgan Stanley$15003-29-2019
Robert Luke Noble Jr.Edward JonesAMDG Financial03-29-2019
Christopher Thomas BallRoyal Alliance Associates, Inc.BFM Wealth Planning LLC03-29-2019
Kenneth Charles ZehnderA B L E Wealth Management Solutions LLCWaddell & Reed03-28-2019
Michael Paul RauMerrill Lynch, Pierce, Fenner & Smith IncorporatedRaymond James & Associates, Inc.03-28-2019
Darron SistrunkKey Investment Services LLCThe Huntington Investment Company03-28-2019
Adam Brian CousinoAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-27-2019
Neil D. PaolellaMercer Global Advisors Inc.ARBOR ASSET MANAGEMENT, LLC03-26-2019
Brian James WhiteRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC$1,00003-25-2019
John Charles BeeryRobert W. Baird & Co. IncorporatedJ.J.B. Hilliard, W.L. Lyons, LLC$15003-25-2019
Ronald Edward LoreePackerland Brokerage Services, Inc.Woodbury Financial Services, Inc.03-25-2019
Robert HenryStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$1,00003-21-2019
Matthew M. HolmesCitizens Securities, Inc.Morgan Stanley03-19-2019
Gabriel Sebastian DavisWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC$1,00003-15-2019
Frank Michael LusebrinkWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC03-15-2019
Wendy Sue DancerWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC03-15-2019
Michael Curtiss NummerCommonwealth Financial NetworkWells Fargo Advisors Financial Network, LLC$6303-14-2019
Kristofer Robert SzteinComerica SecuritiesUBS Financial Services Inc.03-13-2019
Anthony Steven ThorntonRegulus Advisors, LLCHilltop Securities Independent Network Inc.03-12-2019
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Showing 101 to 125 of 391 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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