Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael E. NeatonTriad Advisors LLCThrivent Investment Management Inc.02-01-2019
Jeffrey Steven DaviesRaymond James & Associates, Inc.UBS Financial Services Inc.02-01-2019
Mark Michael FryeEdward JonesSpire Securities, LLC02-01-2019
Austin Michael FarahRaymond James & Associates, Inc.UBS Financial Services Inc.02-01-2019
Christian Avery AllenRaymond James & Associates, Inc.UBS Financial Services Inc.02-01-2019
Lori Kay BebeePruco Securities, LLC.MML Investors Services, LLC01-28-2019
Craig Thomas JohnsonSigma Financial CorporationRoyal Alliance Associates, Inc.01-25-2019
Dennis Fred DesantisLPL Financial LLCHantz Financial Services, Inc.01-24-2019
Andrew John-Garrett MitchellAction Point Financial Planning, LLCNYLIFE Securities LLC01-23-2019
Martha Ross BraunRaymond James & Associates, Inc.LPL Financial LLC01-16-2019
Andrew Michael BastianWoodbury Financial Services, Inc.Michigan Securities, Inc.01-16-2019
William Henry Kumm IVRaymond James Financial Services, Inc.FSC Securities Corporation01-15-2019
Donald Robert Genord IIIRaymond James Financial Services, Inc.FSC Securities Corporation01-15-2019
Laurie Pamela PiperParkland Securities, LLCQuestar Capital Corporation$2501-14-2019
Troy Andrew SpoonerParkland Securities, LLCQuestar Capital Corporation$2501-14-2019
Brian James ColemanInfinex Investments, Inc.PlanMember Securities Corporation01-11-2019
Marc R. StasikCetera Advisors LLCSigma Financial Corporation01-10-2019
Jake Maxwell McneilMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC01-08-2019
Timothy Gerard CrawfordTim Crawford CPAGWN Securities Inc.01-07-2019
Robert Louis PuzLPL Financial LLCSigma Financial Corporation01-07-2019
Daniel CaseyAthena Advisory Services Inc.Edward Jones01-07-2019
George ZobianAmerican Portfolios Financial Services, Inc.Questar Capital Corporation01-04-2019
Amy Sue PriceInfinex Investments, Inc.The Huntington Investment Company01-02-2019
Todd A. BertschCUNA Brokerage Services, Inc.GLP Investment Services, LLC12-26-2018
Jennifer J. VerscheureRaymond James Financial Services, Inc.IHT Wealth Management LLC12-20-2018
« Previous PageNext Page »

Showing 176 to 200 of 391 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.