Advisers on the Move
Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.Recruiting Scoreboard (Q4 2019)
Recruiting Gains
Recruiting Losses
Net Gains
Latest moves
| Adviser(s) | Firm joining | Firm leaving | AUM ($M) | Date |
|---|---|---|---|---|
| Christopher Thomas Ball | Royal Alliance Associates, Inc. | BFM Wealth Planning LLC | — | 03-29-2019 |
| Edward Francis Oldani | Royal Alliance Associates, Inc. | Signator Investors, Inc. | $120 | 11-02-2018 |
| Daniel Raymond Gardner | Royal Alliance Associates, Inc. | Signator Investors, Inc. | $100 | 11-02-2018 |
| Robert Bruce Hurd | Royal Alliance Associates, Inc. | Signator Investors, Inc. | $50 | 11-02-2018 |
| Francis Carlson Barazsu | Royal Alliance Associates, Inc. | Signator Investors, Inc. | $50 | 11-02-2018 |
| Curtis Jesmond Malling | Royal Alliance Associates, Inc. | Signator Investors, Inc. | $50 | 11-02-2018 |
| Christopher Allen Oisten | Royal Alliance Associates, Inc. | Signator Investors, Inc. | $50 | 11-02-2018 |
| Robert Charles Fogg | Royal Alliance Associates, Inc. | Signator Investors, Inc. | $50 | 11-02-2018 |
| Kris Allen Lesley | Royal Alliance Associates, Inc. | Signator Investors, Inc. | $50 | 11-02-2018 |
| Scott Michael Davis | Royal Alliance Associates, Inc. | Signator Investors, Inc. | $50 | 11-02-2018 |
| Andrew Winans Behm | Royal Alliance Associates, Inc. | Signator Investors, Inc. | $50 | 11-02-2018 |
| Troy David Ernzer | Royal Alliance Associates, Inc. | Signator Investors, Inc. | $50 | 11-02-2018 |
| James Lee Pitney | Royal Alliance Associates, Inc. | Signator Investors, Inc. | $25 | 11-02-2018 |
| Steven Joseph Weingartz | Royal Alliance Associates, Inc. | Signator Investors, Inc. | $25 | 11-02-2018 |
| Paul Howard Heneks | Royal Alliance Associates, Inc. | Signator Investors, Inc. | $25 | 11-02-2018 |
| William Daniel Stoskopf | Royal Alliance Associates, Inc. | Signator Investors, Inc. | $25 | 11-02-2018 |
| Kurt Robert Faasse | Royal Alliance Associates, Inc. | Signator Investors, Inc. | $25 | 11-02-2018 |
| Luke S Nowacki | Royal Alliance Associates, Inc. | Signator Investors, Inc. | $25 | 11-02-2018 |
| Aaron M. Oudbier | Royal Alliance Associates, Inc. | Signator Investors, Inc. | $25 | 11-02-2018 |
| Wallerend Ezin | Royal Alliance Associates, Inc. | Signator Investors, Inc. | $25 | 11-02-2018 |
| Jacob I. Tuinstra | Royal Alliance Associates, Inc. | Signator Investors, Inc. | $25 | 11-02-2018 |
| Nisha K. Doshi | Royal Alliance Associates, Inc. | Signator Investors, Inc. | $25 | 11-02-2018 |
| Nathaniel Thomas Volkema | Royal Alliance Associates, Inc. | Signator Investors, Inc. | $25 | 11-02-2018 |
| Marvin Louis Andringa | Royal Alliance Associates, Inc. | Signator Investors, Inc. | $25 | 11-02-2018 |
| Mark Michael Carolin | Royal Alliance Associates, Inc. | Signator Investors, Inc. | $10 | 11-02-2018 |
Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.
