Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Gerald Patrick DooleyCharles Schwab & Co., Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-21-2019
Karen Leigh WardStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$1,00010-21-2019
Donald Carl DavisCetera Advisor Networks LLCTD Ameritrade, Inc.10-17-2019
Christopher Aaron McneesW&S Brokerage Services, Inc.Pruco Securities, LLC.10-17-2019
Thomas Allen GrifforeCitizens Securities, Inc.NYLIFE Securities LLC10-15-2019
Anthony Franklin YunckerRaymond James Financial Services, Inc.VALIC Financial Advisors, Inc.10-15-2019
Alfred Eugene TownsendRegal Investment Advisors LLCCS Advisors Inc.10-15-2019
Jesse Albert Parsley Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC$1010-15-2019
Mark Philip SchmidtWells Fargo Clearing Services, LLCMorgan Stanley10-15-2019
Matthew Scott BrownLPL Financial LLCAmeriprise Financial Services, LLC10-11-2019
Thomas Brandel EldridgeParkland Securities, LLCRoyal Alliance Associates, Inc.10-11-2019
Gregory Brannen HagarParkland Securities, LLCRoyal Alliance Associates, Inc.10-11-2019
Lisa Marie Lacross-CourtneyFinancial Engines Advisors L.L.C.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-11-2019
Ashley Lauren KremhelmerFinancial Engines Advisors L.L.C.Fidelity Personal and Workplace Advisors10-11-2019
Naoko McKelveyBlue Chip Partners, Inc.Lumin Financial, LLC10-11-2019
Robert Willard MolCetera Financial Specialists LLCAvantax Investment Services, Inc.10-09-2019
Kathleen M. Svrcek-HetfieldMcNally Financial Services CorporationIfs Securities$2510-08-2019
Alfred Eugene TownsendRegal Investment Advisors LLCCS Advisors Inc.10-08-2019
Matthew Russell BohrerMercer Global Advisors Inc.FIM GROUP10-08-2019
Paula Christine SwainLincoln Financial Advisors CorporationLPL Financial LLC10-07-2019
Darren Roy JamesPruco Securities, LLC.Fifth Third Securities, Inc.10-07-2019
Brian James GuilleryCambridge Investment Research, Inc.FSC Securities Corporation10-04-2019
David Robert Chevalier Jr.Cambridge Investment Research, Inc.FSC Securities Corporation$2510-04-2019
Jeanette Marie KowalCUSO Financial Services, L.P.ProEquities, Inc.10-01-2019
Lee Douglas BoskoAmeriprise Financial Services, LLCEdward Jones$5010-01-2019
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Showing 1 to 25 of 544 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.