Advisers on the Move
Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.Recruiting Scoreboard (Q4 2019)
Recruiting Gains
Recruiting Losses
Net Gains
Latest moves
| Adviser(s) | Firm joining | Firm leaving | AUM ($M) | Date |
|---|---|---|---|---|
| Aaron M. Klemm | IFP Securities, LLC | LPL Financial LLC | — | 05-23-2019 |
| Aaron M. Oudbier | Royal Alliance Associates, Inc. | Signator Investors, Inc. | $25 | 11-02-2018 |
| Abdalhakim Anwar Khirfan | Securities America, Inc. | Questar Capital Corporation | — | 12-17-2018 |
| Adam Brian Cousino | Ameriprise Financial Services, Inc. | Merrill Lynch, Pierce, Fenner & Smith Incorporated | — | 03-27-2019 |
| Adam James McLaughlin | River Raisin Investment Partners, Inc. | LPL Financial LLC | — | 09-10-2019 |
| Adam W. Fliehman | Regulus Advisors, LLC | Cetera Advisors LLC | — | 07-19-2019 |
| Alexander James Butterfield | Cetera Advisor Networks LLC | Summit Brokerage Services, Inc. | $50 | 09-20-2019 |
| Alexander Mathew Weber | Cambridge Investment Research, Inc. | Ameriprise Financial Services, Inc. | — | 06-12-2019 |
| Amy J. Townsend-Vanderpool | Cetera Advisor Networks LLC | The Huntington Investment Company | — | 03-01-2019 |
| Amy Jean Komis | LPL Financial LLC | CUSO Financial Services, L.P. | — | 06-06-2019 |
| Amy Sue Price | Infinex Investments, Inc. | The Huntington Investment Company | — | 01-02-2019 |
| Andrea Lynn Carnick | Royal Alliance Associates, Inc. | Signator Investors, Inc. | — | 11-02-2018 |
| Andrew Huston McGuire | Merrill Lynch, Pierce, Fenner & Smith Incorporated | Plante Moran Financial Advisors | — | 12-20-2018 |
| Andrew John-Garrett Mitchell | Action Point Financial Planning, LLC | NYLIFE Securities LLC | — | 01-23-2019 |
| Andrew Michael Bastian | Woodbury Financial Services, Inc. | Michigan Securities, Inc. | — | 01-16-2019 |
| Andrew Thomas Cousineau | Royal Alliance Associates, Inc. | Signator Investors, Inc. | — | 11-02-2018 |
| Andrew Winans Behm | Royal Alliance Associates, Inc. | Signator Investors, Inc. | $50 | 11-02-2018 |
| Angelique Renee Roberts | The Huntington Investment Company | Key Investment Services LLC | — | 02-25-2019 |
| Anthony Dean Bagneschi | Parkland Securities, LLC | PlanMember Securities Corporation | — | 12-03-2018 |
| Anthony Earl Porter | Cetera Advisor Networks LLC | Infinex Investments, Inc. | — | 05-31-2019 |
| Anthony Franklin Yuncker | Raymond James Financial Services, Inc. | VALIC Financial Advisors, Inc. | — | 10-15-2019 |
| Anthony J. Mis | Royal Alliance Associates, Inc. | Signator Investors, Inc. | $10 | 11-02-2018 |
| Anthony Paul Tuccini | Citizens Securities, Inc. | PNC Investments | — | 10-23-2018 |
| Anthony Steven Thornton | Regulus Advisors, LLC | Hilltop Securities Independent Network Inc. | — | 03-12-2019 |
| Anthony William Simor | Royal Alliance Associates, Inc. | Signator Investors, Inc. | — | 11-02-2018 |
Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.
