Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Anthony Franklin YunckerRaymond James Financial Services, Inc.VALIC Financial Advisors, Inc.10-15-2019
Matthew Scott BrownLPL Financial LLCAmeriprise Financial Services, Inc.10-11-2019
Robert Willard MolCetera Financial Specialists LLCAvantax Investment Services, Inc.10-09-2019
Brian James GuilleryCambridge Investment Research, Inc.FSC Securities Corporation10-04-2019
Joshua John MalyLPL Financial LLCFifth Third Securities, Inc.09-20-2019
John Andrew DunwoodyCetera Advisor Networks LLCSummit Brokerage Services, Inc.09-20-2019
Brian Lee ClappCetera Advisor Networks LLCSummit Brokerage Services, Inc.09-20-2019
Duane T. GarthCetera Advisor Networks LLCSummit Brokerage Services, Inc.09-20-2019
Jerome Joseph RepovzCetera Advisor Networks LLCSummit Brokerage Services, Inc.09-20-2019
Kenneth Cassius ButterfieldCetera Advisor Networks LLCSummit Brokerage Services, Inc.09-20-2019
Kimberly Joanne Crichton EndersCetera Advisor Networks LLCSummit Brokerage Services, Inc.09-20-2019
Lindsey Lee ChrystanCetera Advisor Networks LLCSummit Brokerage Services, Inc.09-20-2019
Fred William KoblerCetera Advisor Networks LLCSummit Brokerage Services, Inc.09-20-2019
Gary Benjamin PennCetera Advisor Networks LLCSummit Brokerage Services, Inc.09-20-2019
William Lawrence OckerlundRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC09-20-2019
John Albert MandeWoodbury Financial Services, Inc.LPL Financial LLC09-16-2019
John Albert MandeWoodbury Financial Services, Inc.LPL Financial LLC09-16-2019
Adam James McLaughlinRiver Raisin Investment Partners, Inc.LPL Financial LLC09-10-2019
Steven Ernest HartmanThe Huntington Investment CompanyCUNA Brokerage Services, Inc.09-03-2019
Jeffrey Steven MarkoRoyal Alliance Associates, Inc.ON Investment Management Co08-30-2019
Matthew A. WrennThe Huntington Investment CompanyInfinex Investments, Inc.08-30-2019
Marc W JancaPNC InvestmentsJ.P. Morgan Securities LLC08-27-2019
Marc W JancaPNC InvestmentsJ.P. Morgan Securities LLC08-27-2019
Gary Arthur TherrianCetera Investment Services LLCInfinex Investments, Inc.08-26-2019
Peter Carl MunsonLPL Financial LLCWells Fargo Clearing Services, LLC08-26-2019
Next Page »

Showing 1 to 25 of 390 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.