Advisers on the Move
Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.Latest moves
| Adviser(s) | Firm joining | Firm leaving | AUM ($M) | Date |
|---|---|---|---|---|
| Aroson M. Randle | Merrill Lynch, Pierce, Fenner & Smith Incorporated | Securian Financial Services, Inc. | — | 05-21-2019 |
| Hari Rao | Edward Jones | Citizens Securities, Inc. | $50 | 05-17-2019 |
| Eric Charles Metzger | Wells Fargo Clearing Services, LLC | J.P. Morgan Securities LLC | $150 | 05-15-2019 |
| Hope Landgraff | Fifth Third Securities, Inc. | Wells Fargo Clearing Services, LLC | — | 05-15-2019 |
| Karen L. Heddle | Fifth Third Securities, Inc. | LPL Financial LLC | $25 | 05-13-2019 |
| Thaddeus Dwight Phelps | Advance Wealth Management Service, LLC | Ameriprise Financial Services, Inc. | — | 05-13-2019 |
| Devin Raymond Durocher | Cetera Investment Services LLC | LPL Financial LLC | $50 | 05-08-2019 |
| Jody W. Myers | Cetera Investment Services LLC | LPL Financial LLC | — | 05-08-2019 |
| Nicholas Adam Bour | Agile Wealth LLC | Wealth Watch Advisors, LLC | — | 05-08-2019 |
| Jeremy Mitchell Wilson | J Wilson Wealth Management | Hantz Financial Services, Inc. | — | 05-08-2019 |
| Brennan G. Hunt | Voya Financial Advisors, Inc. | Voya Financial Partners, LLC | — | 05-07-2019 |
| Leonard Daniel Gilroy-Solano | Securities America, Inc. | Wells Fargo Clearing Services, LLC | $1,000 | 05-06-2019 |
| Michael David Pominville | Harbor Light Planning, LLC | Citizens Securities, Inc. | — | 05-02-2019 |
| Dean Brian Baumgartner | Allworth Financial, L.P. | Cambridge Investment Research, Inc. | — | 05-01-2019 |
| Autumn C. Soltysiak | Hemming& Wealth Management, Inc. | SagePoint Financial, Inc. | — | 05-01-2019 |
| Steven James Kus | Raymond James Financial Services, Inc. | J.J.B. Hilliard, W.L. Lyons, LLC | $100 | 04-30-2019 |
| Stephen Kenneth Zink | Raymond James Financial Services, Inc. | J.J.B. Hilliard, W.L. Lyons, LLC | — | 04-30-2019 |
| Dick Powell, David Powell | Ameriprise Financial Services, Inc. Services, Inc. | Wells Fargo Advisors | $133 | 04-26-2019 |
| John Raymond Oliver | Agile Wealth LLC | Executive Wealth Management, LLC | — | 04-26-2019 |
| Massimo Paone | Regulus Advisors, LLC | Altrius Capital Management, Inc. | — | 04-23-2019 |
| Joyce Anora Wardwell | Cambridge Investment Research, Inc. | J.P. Morgan Securities LLC | — | 04-22-2019 |
| Nicole Sona Gopoian | Prosperity Wealth Strategies LLC | Planning Alternatives Ltd | — | 04-22-2019 |
| Ashlee Isola De Steiger | Gunder Wealth Management, LLC | Raymond James Financial Services, Inc. | — | 04-22-2019 |
| James A. Carrel | Brooklight Place Securities, Inc. | Bankers Life Securities, Inc. | — | 04-22-2019 |
| Mitchell Warren Lyons | J.W. Cole Financial, Inc. | G.F. Investment Services, LLC | — | 04-16-2019 |
Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.
