Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

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Recruiting Losses

Firm Total Moves

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Net Gains

Firm Total Moves

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Net Losses

Firm Total Moves

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Gerald Patrick DooleyCharles Schwab & Co., Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-21-2019
Lisa Marie Lacross-CourtneyFinancial Engines Advisors L.L.C.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-11-2019
Robert Anthony BarcelonaHB Wealth Management, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-21-2019
Craig Stiles Gregory Miller Nathan ClarkAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$25609-13-2019
Gregory Ellis MillerAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-13-2019
Craig James StilesAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-13-2019
Nathan Ward ClarkAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5009-13-2019
Alison A DevriesPrincipal Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-12-2019
Benjamin Edward RapanosAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-12-2019
Jon Russell Ryan Winkler Raymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$21409-06-2019
Michael Andrew HudzikRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2509-06-2019
Jon RussellRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10009-06-2019
Ryan M WinklerRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-06-2019
Bradford C NewsomeWasserman Wealth Management, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-20-2019
Edward Walterhouse Ryan FarisAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$17508-09-2019
Edward Frederick WalterhouseAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15008-09-2019
Ryan Frederick FarisAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10008-09-2019
Shadi Elias MaasriFidelity Brokerage Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-19-2019
Christopher M RoumayehCapital Asset Advisory Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5006-05-2019
Levi John HendershottZhang FinancialMerrill Lynch, Pierce, Fenner & Smith Incorporated04-30-2019
Thaddeus M Bienko IIITD Ameritrade Investment Management, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-17-2019
Colin C SteinbergSchechter Investment Advisors, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-17-2019
Gus C PanosRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10004-12-2019
Jason Lee FirekRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5004-12-2019
John G GaynorRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-12-2019
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Showing 1 to 25 of 30 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.