Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Steve Clark, Rick StubbsStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$17506-13-2019
Dave BryStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$17006-13-2019
Paul Mark BonacciniWedbush Securities Inc.Raymond James & Associates, Inc.$5006-11-2019
Kevin James BatesKestra Investment Services, LLCAXA Advisors, LLC$10006-10-2019
Daniel Alexander CornwellKestra Investment Services, LLCAXA Advisors, LLC$1006-10-2019
Robert Allan Palma Jr.Regulus Advisors, LLCCapital Analysts06-06-2019
Shane Mitchell RobinsonLPL Financial LLCLifeMark Securities Corp.$106-05-2019
David John BrusSecurities America, Inc.Fifth Third Securities, Inc.06-04-2019
Sandy Kaye DerbyHarbour Investments, Inc.LPL Financial LLC$5005-31-2019
Ryan Michael GormanIFP Securities, LLCLPL Financial LLC05-23-2019
Megan Lynn HeatonLPL Financial LLCSPS05-14-2019
Steven Patrick D'AlessandroCambridge Investment Research, Inc.Nationwide Securities, LLC05-07-2019
Leonard Daniel Gilroy-SolanoSecurities America, Inc.Wells Fargo Clearing Services, LLC$1,00005-06-2019
Dawn Michelle HemmingHemming& Wealth Management, Inc.Sagepoint Financial, Inc.05-01-2019
Autumn C. SoltysiakHemming& Wealth Management, Inc.Sagepoint Financial, Inc.05-01-2019
Dick Powell, David Powell Ameriprise Financial Services, Inc.Wells Fargo $13304-26-2019
James Ronald PilatMutual Securities, Inc.Regulus Advisors, LLC04-23-2019
Nicholas H. HopwoodMutual Securities, Inc.Regulus Advisors, LLC04-23-2019
Ashlee Isola De SteigerGunder Wealth Management, LLCRaymond James Financial Services, Inc.04-22-2019
Joyce Anora WardwellCambridge Investment Research, Inc.J.P. Morgan Securities LLC$104-22-2019
Lawrence David FlynnJ.W. Cole Financial, Inc.G.F. Investment Services, LLC$10004-16-2019
Mitchell Warren LyonsJ.W. Cole Financial, Inc.G.F. Investment Services, LLC$104-16-2019
Gus C PanosRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10004-12-2019
Jason Lee FirekRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5004-12-2019
John G GaynorRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-12-2019
Next Page »

Showing 1 to 25 of 36 entries

Page 1 | 2

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.