Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Tom BrehmAmeriprise Financial Services, Inc. Services, Inc.Stifel, Nicolaus & Company, Incorporated$12707-22-2019
David Leon Williams JrVIMA, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-22-2019
Robert Edward ClarkEdward JonesFinancial Engines Advisors L.L.C.07-22-2019
Thomas Paul BrehmStifel, Nicolaus & Company, IncorporatedAmeriprise Financial Services, Inc.07-22-2019
Adam W. FliehmanRegulus Advisors, LLCCetera Advisors LLC07-19-2019
Mark Robert VandenbrandenCambridge Investment Research, Inc.Innovation Partners LLC07-18-2019
Richard Norman Spears Jr.The Huntington Investment CompanyFinancial Engines Advisors L.L.C.07-16-2019
Michael Scott KovieRaymond James & Associates, Inc.Morgan Stanley$82007-12-2019
Karen Lynn PoppemaMorgan StanleyBenjamin F. Edwards & Company, Inc.07-12-2019
Kevin Michael BarryKB Wealth Management, LLCOppenheimer & Co. Inc.07-12-2019
Ryan Michael OliverParkland Securities, LLCWoodbury Financial Services, Inc.$10007-11-2019
Gregory J. Schwartz IIIGregory J. Schwartz & Co., Inc.AXA Advisors, LLC07-11-2019
Derrick John GlencerRaymond James Financial Services, Inc.LPL Financial LLC$50007-10-2019
Sage Walker DemullLPL Financial LLCNorthwestern Mutual Investment Services, LLC07-10-2019
Robert James StritzingerAXA Advisors, LLCRoyal Alliance Associates, Inc.$50007-08-2019
Matthew Joseph ThomasGreenRock Wealth Management, LLCPrincipal Securities, Inc.07-08-2019
Jumana Mohammed SalihJ.P. Morgan Securities LLCCitizens Securities, Inc.07-08-2019
Brian Joseph CunninghamLPL Financial LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$50007-03-2019
Linda Christine SchultzLPL Financial LLCAvantax Investment Services, Inc.$10007-02-2019
Eric Brian WaggonerLPL Financial LLCNorthwestern Mutual Investment Services, LLC$50007-01-2019
David Robert SherwoodM Holdings Securities, Inc.Santefort Investment Group, LLC07-01-2019
Kiley A. EoryLPL Financial LLCNorthwestern Mutual Investment Services, LLC07-01-2019
Paul Michael CarnahanSecurian Financial Services, Inc.Centaurus Financial, Inc.$10006-28-2019
Robert RixOppenheimerStifel, Nicolaus & Company, Incorporated$6306-27-2019
Bruce Eric ElderCentennial Securities Company, Inc.Sanctuary Advisors, LLC$10006-27-2019
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Showing 1 to 25 of 120 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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