Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Eric Alan NeubeckerWells Fargo Clearing Services, LLCAmeriprise Financial Services, LLC$50008-19-2019
Kurt J BardCetera Investment Services LLCInfinex Investments, Inc.08-16-2019
Clarence Leo SmithCalton & Associates, Inc.Securities America, Inc.08-16-2019
Michael Kenneth SiscoCetera Investment Services LLCEdward Jones08-16-2019
Ralph Timothy AlbersWells Fargo Clearing Services, LLCAmeriprise Financial Services, LLC$19908-15-2019
Mark Lawrence SmithCambridge Investment Research, Inc.Securities America, Inc.$5008-15-2019
Jason Thomas ArbetterCambridge Investment Research, Inc.Securities America, Inc.08-15-2019
Deidra StierleSigma Financial CorporationEdward Jones08-15-2019
Cheri Anne YoungPurshe Kaplan Sterling InvestmentsWoodbury Financial Services, Inc.08-13-2019
Brian James SmithCitizens Securities, Inc.Pruco Securities, LLC.08-13-2019
Jeffrey William BelotPruco Securities, LLC.Allstate Financial Services, LLC08-12-2019
Joshua Kirk CrouchFifth Third Securities, Inc.Edward Jones08-12-2019
Edward Walterhouse Ryan FarisAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$17508-09-2019
Edward Frederick WalterhouseAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15008-09-2019
Ryan Frederick FarisAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10008-09-2019
Robert Glen Hall JrWells Fargo Clearing Services, LLCUBS Financial Services Inc.$8608-08-2019
Gerard Joseph MiserendinoKestra Investment Services, LLCEquitable Advisors, LLC08-08-2019
Wayne W FilizettiVoya Financial Advisors, Inc.Forest Securities, Inc.08-05-2019
Mandi Lynn ShellenbargerMerrill Lynch, Pierce, Fenner & Smith IncorporatedThe Huntington Investment Company08-02-2019
Douglas Covington OsbornAmeriprise Financial Services, LLCConcorde Investment Services, LLC08-01-2019
Michael Joseph JohnsonLPL Financial LLCThe Huntington Investment Company08-01-2019
Michael Peter SchlegelCambridge Investment Research, Inc.Waddell & Reed$5008-01-2019
Edward D JonesInfinex Investments, Inc.J.P. Morgan Securities LLC08-01-2019
Scott David McKinnieAmeriprise Financial Services, LLCRoyal Alliance Associates, Inc.08-01-2019
Justin Robert RussoSigma Financial CorporationMML Investors Services, LLC08-01-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.