Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
David Michael MoscardelliEdward JonesRaymond James Financial Services, Inc.$2508-23-2019
Bret T. CookEdward JonesRaymond James Financial Services, Inc.$5008-23-2019
Jonathan P. WolfeMorgan StanleyEdward Jones08-23-2019
Edward Arthur CodyAvantax Investment Services, Inc.Regulus Advisors, LLC$3308-22-2019
Jennifer P. HunterTriad Advisors LLCCoreCap Investments, Inc.$10008-22-2019
Richard Allan Olsen IIMorgan StanleyNYLIFE Securities LLC08-22-2019
Dustin Shane McDonaldSigma Financial CorporationWoodbury Financial Services, Inc.08-20-2019
Bradford C NewsomeWasserman Wealth Management, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-20-2019
Eric Alan NeubeckerWells Fargo Clearing Services, LLCAmeriprise Financial Services, LLC$50008-19-2019
Kurt J. BardCetera Investment Services LLCInfinex Investments, Inc.08-16-2019
Michael Kenneth SiscoCetera Investment Services LLCEdward Jones08-16-2019
Clarence Leo SmithCalton & Associates, Inc.Securities America, Inc.08-16-2019
Deidra StierleSigma Financial CorporationEdward Jones08-15-2019
Mark Lawrence SmithCambridge Investment Research, Inc.Securities America, Inc.$5008-15-2019
Jason Thomas ArbetterCambridge Investment Research, Inc.Securities America, Inc.08-15-2019
Ralph Timothy AlbersWells Fargo Clearing Services, LLCAmeriprise Financial Services, LLC08-15-2019
Brian James SmithCitizens Securities, Inc.Pruco Securities, LLC.08-13-2019
Cheri Anne YoungPurshe Kaplan Sterling InvestmentsWoodbury Financial Services, Inc.08-13-2019
Joshua Kirk CrouchFifth Third Securities, Inc.Edward Jones08-12-2019
Jeffrey William BelotPruco Securities, LLC.Allstate Financial Services, LLC08-12-2019
Gary David NucianAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$40008-09-2019
Edward Frederick WalterhouseAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15008-09-2019
Ryan Frederick FarisAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10008-09-2019
Gerard Joseph MiserendinoKestra Investment Services, LLCAXA Advisors, LLC08-08-2019
Robert Glen Hall Jr.Wells Fargo Clearing Services, LLCUBS Financial Services Inc.08-08-2019
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Showing 1 to 25 of 125 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.