Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
William Lawrence OckerlundRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC09-20-2019
Michael James HebnerMcNally Financial Services CorporationIfs Securities$2509-20-2019
Craig Anthony RosenbergJ.W. Cole Financial, Inc.Ifs Securities$2509-20-2019
Beth Anne DeleeuwCetera Investment Services LLCVALIC Financial Advisors, Inc.09-20-2019
Robert Terence HaranParkland Securities, LLCCambridge Investment Research, Inc.$5009-19-2019
John Allan DuncanCapital Asset Advisory Services, LLCDempsey Lord Smith, LLC09-19-2019
Devin EllisMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC09-19-2019
Patricia Kathleen SlocumArborFi Advisors, LLCExchange Capital Management Inc09-16-2019
John Albert MandeWoodbury Financial Services, Inc.LPL Financial LLC09-16-2019
Thomas Jerome CostiganArborFi Advisors, LLCExchange Capital Management Inc09-16-2019
Craig Stiles Gregory Miller Nathan ClarkAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$25609-13-2019
Thomas George TownsendAmeriprise Financial Services, LLCUBS Financial Services Inc.09-13-2019
Gregory Ellis MillerAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-13-2019
Michele Rene MorganAmeriprise Financial Services, LLCUBS Financial Services Inc.09-13-2019
Craig James StilesAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-13-2019
Larry Loren WeichelCFD Investments, Inc.Regulus Advisors, LLC$5009-13-2019
Nathan Ward ClarkAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5009-13-2019
Alison A DevriesPrincipal Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-12-2019
Benjamin Edward RapanosAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-12-2019
Spencer James KnickerbockerRaymond James & Associates, Inc.Lord Abbett Distributor LLC09-11-2019
Adam James MclaughlinRiver Raisin Investment Partners, Inc.LPL Financial LLC$2509-10-2019
Jon Russell Ryan Winkler Raymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$21409-06-2019
Michael Andrew HudzikRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2509-06-2019
Jon RussellRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10009-06-2019
Athena Johnson FelhandlerKMS Financial Services, Inc.Financial Engines Advisors L.L.C.09-06-2019
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Showing 1 to 25 of 55 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.