Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

«Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jeffrey DobbelmannAmeriprise FinancialRBC Wealth Management$8008-24-2018
Ted Smith, Danica Goshert, Charles Stewart, Daniel LaNasa, Amanda JohnsonCommonwealth Financial NetworkSecurian Financial Services$70008-21-2018
Dobbin McCrea Jr., Kevin A. RollwagenRobert W. Baird & Co.Morgan Stanley Wealth Management$9805-23-2018
Shawn Greseth, Chris Kellett, Donovan LaibWells Fargo AdvisorsBank of America Merrill Lynch$40002-21-2018
Jim Steffen, Ted ErhartLaSalle St. SecuritiesLPL Financial$13002-16-2018
Jon OtternessLPL FinancialAmeriprise Financial$8412-08-2017
Paul NotermannAmeriprise FinancialMorgan Stanley Wealth Management$9211-20-2017
Tamela SperrLPL FinancialEdward Jones$6811-16-2017
Nicholas ThomLPL FinancialEdward Jones$5511-06-2017
Shaun MarlineIndependent Advisor AllianceWells Fargo Advisors$5007-26-2017
Deborah R. Johnston, Erica Frantz, Beth Peterson, Hannah MasonUBS Financial ServicesRBC Wealth Management$22307-18-2017
David PetersonLPL FinancialNext Financial$5807-10-2017
Joe PecheRBC Wealth ManagementBank of America Merrill Lynch$30004-19-2017
Greg LunakRBC Wealth ManagementBank of America Merrill Lynch$16401-17-2017
Margo ClarkeAmeriprise FinancialBank of America Merrill Lynch$24501-13-2017
Scott Ellingson, James LoweLPL FinancialCommonwealth Financial Network$13012-15-2016
Jack BuckleyLPL FinancialCommonwealth Financial Network$12012-15-2016
Steve O'Hara, Joel FliegelWealth Enhancement GroupCLA Financial Advisors$20012-15-2016
Robert RaeAmeriprise FinancialRBC Wealth Management$10511-02-2016
Thomas PinkRBC Wealth ManagementWells Fargo Advisors$15410-26-2016
Christina Madson, Jason Priebe, Rodney PriebeLPL FinancialWaddell and Associates$11010-24-2016
Nathaniel Running, Paul Burmeister, Mark Fischer, Tyler Hirth, Jonathan Rienstra, Charles TurnerLPL FinancialCetera$24808-02-2016
Larry Pohlen, Marc Terris, Michael Kasper, David Pohlen, Kathleen VaughanBank of America Merrill LynchMorgan Stanley Wealth Management$55505-23-2016
Denver GilliandHightower AdvisorsBank of America Merrill Lynch$31505-08-2016
James P. Benson IICeteraNational Planning$15003-28-2016
Next Page »

Showing 1 to 25 of 48 entries

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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.

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