Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jordan Wain DeboerCalibration FinancialParkland Securities, LLC08-02-2019
Peggy Jean BuehlerPruco Securities, LLC.Waddell & Reed07-29-2019
Hal Tearse, Nicole WrightRobert W. Baird & Co.RBC Wealth Management$12507-24-2019
Peter Bryant SmithLPL Financial LLCTriad Advisors LLC$107-24-2019
Stuart George LarsenSecurities America, Inc.LPL Financial LLC07-15-2019
Laurie Ann BraulickCalton & Associates, Inc.Capital Financial Services, Inc.$10007-09-2019
Diane Moen WeyrickCambridge Investment Research, Inc.SCF Securities, Inc.$5007-02-2019
Joseph A. GeorgesCalton & Associates, Inc.Capital Financial Services, Inc.06-28-2019
Andrew J. GreeneSA Stone Wealth Management Inc.Wells Fargo Advisors Financial Network, LLC06-28-2019
Andrew James RobertsSecurities America, Inc.Edward Jones06-20-2019
Robert Joseph BraunLPL Financial LLCWaddell & Reed$106-20-2019
Scott Thomas GrossCetera Advisor Networks LLCCapital Financial Services, Inc.$1006-14-2019
Melissa Ann VillellaWells Fargo Clearing Services, LLC Northwestern Mutual Investment Service, LLC$10006-07-2019
Andrew William BarnickCetera Advisor Networks LLCLPL Financial LLC$10006-06-2019
Michael James FolleseMutual Securities, Inc.Principal Securities, Inc.$10006-03-2019
Thomas Joseph PartridgeB.B. Graham & Company, Inc.Capital Financial Services, Inc.$2505-31-2019
Brian Eugene MannCantella & Co., Inc.Raymond James Financial Services Advisors, Inc$105-17-2019
Kevin Michael MannCantella & Co., Inc.Raymond James Financial Services Advisors, Inc$105-17-2019
Lisa Marie BlevensInfinex Investments, Inc.TD Ameritrade, Inc$105-14-2019
Paul Martin HoghaugLPL Financial LLCAmeriprise Financial Services, Inc.$15005-14-2019
Terry Joseph GriesLPL Financial LLCThe Oak Ridge Financial Services Group, Inc.$15004-30-2019
Daniel Elden HirthCalton & Associates, Inc.Capital Financial Services, Inc.$104-24-2019
David Matthew BenningLogan Park Wealth ManagementAmeriprise Financial Services, Inc.03-29-2019
Jeffery James SuttonLogan Park Wealth ManagementAmeriprise Financial Services, Inc.03-29-2019
Braden Charles EllisAmeriprise Financial Services, Inc.ValMark Securities, Inc.$103-29-2019
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Showing 1 to 25 of 2,622 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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