Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Benjamin David RosholtCWM, LLCAdvisorNet Wealth Management$50010-05-2020
Francis KulakFBL Wealth Management, LLCBancWest Investment Services, Inc.10-02-2020
Youkang GaoJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-02-2020
Jason Michael JohnsonPine Grove Financial GroupAdvisorNet Wealth Management10-01-2020
Derek Jonathan NutterPine Grove Financial GroupAdvisorNet Wealth Management10-01-2020
Terra Rose JohnsonPine Grove Financial GroupAdvisorNet Wealth Management10-01-2020
Trevor MaloneAmeriprise Financial Services, LLCRBC Capital Markets, LLC10-01-2020
Karen Yates LarkinMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC09-25-2020
Larry Robert KrmpotichKestra Investment Services, LLCStifel, Nicolaus & Company, Incorporated09-24-2020
Gerd Jon BentsPurshe Kaplan Sterling InvestmentsNorthwestern Mutual Investment Services, LLC09-23-2020
Patrick Andrew FoleyAKM AdvisoryCTB Financial Services, Ltd.09-19-2020
Sara Elizabeth JuranReleve Financial GroupNorthwestern Mutual Investment Services, LLC09-17-2020
Nicholas LeRoy MillerE*TRADE Securities LLCCharles Schwab & Co., Inc.09-17-2020
Gregory Lee PetrieNorthwestern Mutual Investment Services, LLCStar Capital Inc.09-16-2020
Patrick Alan FlemingRBC Capital Markets, LLCCommonwealth Financial Network09-14-2020
Daniel Roger JandroAdvisorNet Wealth ManagementCetera Advisor Networks LLC09-11-2020
Richard Judd BjorklundLPL Financial LLCPrincipal Securities, Inc.09-08-2020
Erika WoodLPL Financial LLCPrincipal Securities, Inc.09-08-2020
Katie Linn BjorklundLPL Financial LLCPrincipal Securities, Inc.09-08-2020
Christopher Roman SebaldRiverbridgeGREYS RIVER INVESTMENTS, LLC09-04-2020
Ryan Michael WeinzierlFidelity Brokerage Services LLCAmeriprise Financial Services, LLC$2509-02-2020
Peter Joe WiedewitschAdvisorNet Wealth ManagementCetera Advisor Networks LLC09-01-2020
Thomas Eric SchneiderAusdal Financial Partners, Inc.Securities Service Network, LLC$2508-31-2020
Emily Margaret AbensAbens Financial Services IncAPW Capital, Inc.08-28-2020
John Andrew SuraceCetera Investment Services LLCEquitable Advisors, LLC08-27-2020
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.