Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Natali B BohmSecurities America, Inc.Voya Financial Advisors, Inc.05-13-2020
Michelle A. Monson KlisanichRaymond James Financial Services, Inc.Thrivent Investment Management Inc.05-01-2020
Susan Marta StilesLaSalle St Securities, L.L.C.Cambridge Investment Research, Inc.$15005-01-2020
Adam M. PhillipichCambridge Investment Research, Inc.AXA Advisors, LLC05-01-2020
Malia Michelle HaskinsBMO Harris Financial Advisors, Inc.RBC Capital Markets, LLC04-16-2020
Michael Keith OlafsonMorgan StanleyWells Fargo Clearing Services, LLC04-16-2020
Sudeshna Mou DasCetera Investment Services LLCCetera Investment Services LLC04-09-2020
James Robert ElsassPruco Securities, LLC.Pruco Securities, LLC.04-03-2020
Steven Eugene BackoffWells Fargo Clearing Services, LLCFocus Financial04-03-2020
Justin M. CarriereLPL Financial LLCCetera Investment Services LLC04-01-2020
Vicki Lynn JoernGradient Advisors, LLCUSA Financial Securities Corporation04-01-2020
Julie Maureen GreenbergRBC Capital Markets, LLCLPL Financial LLC$5003-31-2020
John Gerald SilbaughPruco Securities, LLC.Ameriprise Financial Services, LLC03-30-2020
Michael Thomas SwartzVoya Financial Advisors, Inc.MML Investors Services, LLC03-27-2020
Gary Jason WeinleinAmeriprise Financial Services, LLCAvantax Investment Services, Inc.03-24-2020
Phuc Quang LeSecurian Financial Services, Inc.Pruco Securities, LLC.03-24-2020
Norella Sylvia Peart-MontgomeryCetera Investment Services LLCWells Fargo Clearing Services, LLC03-20-2020
Andrew Stephen JankowiakInfinex Investments, Inc.BMO Harris Financial Advisors, Inc.03-20-2020
Kevin Dean HemmeCetera Advisor Networks LLCLPL Financial LLC03-20-2020
Curtis Charles CarnahanU.S. Bancorp Investments, Inc.Fidelity Brokerage Services LLC03-18-2020
Judd Marcus ArnoldJosh Arnold Investment Consultant, LLCNeuberger Berman BD LLC03-18-2020
Timothy John SchaeferLPL Financial LLCSecurities America, Inc.$2503-16-2020
Tyler Jordan SwansonLPL Financial LLCCommonwealth Financial Network03-16-2020
Brian Patrick SugruePruco Securities, LLC.Allstate Financial Services, LLC03-16-2020
Gavin Patrick McCormickMorgan StanleyAmeriprise Financial Services, LLC03-16-2020
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.