Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Peter Douglas MonsonVan Clemens & Co. Incorporated1st Discount Brokerage, Inc.02-25-2014
Lorraine Allison CraigCambridge Investment Research, Inc.1st Global Capital Corp.10-23-2015
Patrick Kelly SchneemanBoulay Financial Advisors, LLC1st Global Capital Corp.11-03-2014
Joseph Daniel BloodgoodBoulay Financial Advisors, LLC1st Global Capital Corp.08-28-2014
Jacqueline Anne AmpeLPL Financial LLC1st Global Capital Corp.06-19-2014
Brian Chance HooperLPL Financial LLC1st Global Capital Corp.$5003-08-2012
Richard Eugene ConwayLPL Financial LLC1st Global Capital Corp.03-08-2012
James J. RudnickLPL Financial LLC1st Global Capital Corp.03-08-2012
Jennifer Lynn LownsburyLPL Financial LLC1st Global Capital Corp.03-08-2012
Dennis John LudwigEFS AdvisorsAdvanced Advisor Group, LLC05-14-2009
Michelle Lee AmundsonThe Sherwin GroupAdvantage Investment Management, LLC09-18-2012
Melissa Rae BestulU.S. Bancorp Investments, Inc.AdvisorNet Wealth Management07-10-2017
Brian Westfall LahrOne Life Financial Group, Inc.AdvisorNet Wealth Management12-23-2015
Damian John WintherBirchwood Financial Partners, Inc.AdvisorNet Wealth Management04-01-2014
Matthew Alan BerhowAll Star Financial IncAffiance Financial LLC04-28-2017
Michael Jason HabermannLPL Financial LLCAFG Financial Services$10012-20-2013
Jason Michael JohnsonCetera Advisor Networks LLCAIG Capital Services, Inc.02-26-2018
Troy Malon AxelsonSagePoint Financial, Inc.AIG Capital Services, Inc.01-25-2017
John Ries ShevlinWipfli Financial Advisors, LLCAll Star Financial Inc04-12-2018
Nicholas T. SullivanPrairieView Partners, LLCAll Star Financial Inc12-23-2016
Matthew Alexander CosgriffBerganKDV Wealth Management, LLCAll Star Financial Inc10-21-2014
Timothy Neal TraceyMorgan StanleyAllianceBernstein L.P.06-26-2013
Judy Ann Fredrickson, Robert Sterling MetcalfUBS Financial Services Inc.AllianceBernstein L.P.04-10-2012
Faris NagleMML Investors Services, LLCAllianz Life Financial Services, LLC03-25-2019
Thomas Gregory PaulbeckCetera Advisor Networks LLCAllianz Life Financial Services, LLC10-13-2017
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Showing 1 to 25 of 2,132 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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