Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Peter Douglas MonsonVan Clemens & Co. Incorporated1st Discount Brokerage, Inc.02-25-2014
Lorraine Allison CraigCambridge Investment Research, Inc.1st Global Capital Corp.10-23-2015
Jeffrey Paul MoleverCambridge Investment Research, Inc.1st Global Capital Corp.10-23-2015
Randall Lane ReeseValMark Securities, Inc.1st Global Capital Corp.02-11-2015
David Edgar BremerValMark Securities, Inc.1st Global Capital Corp.$10002-11-2015
Chad Michael CarlsonValMark Securities, Inc.1st Global Capital Corp.$10002-11-2015
Patrick Kelly SchneemanValMark Securities, Inc.1st Global Capital Corp.02-11-2015
Jacqueline Anne AmpeLPL Financial LLC1st Global Capital Corp.06-19-2014
Mark Wendell VandeneindeCambridge Investment Research, Inc.1st Global Capital Corp.$2507-29-2013
Brian Chance HooperLPL Financial LLC1st Global Capital Corp.03-08-2012
Matt SteidlLPL Financial LLC1st Global Capital Corp.03-08-2012
Richard Eugene ConwayLPL Financial LLC1st Global Capital Corp.03-08-2012
James Arthur GilmanLPL Financial LLC1st Global Capital Corp.03-08-2012
Paul A. HarvegoLPL Financial LLC1st Global Capital Corp.03-08-2012
James J. RudnickLPL Financial LLC1st Global Capital Corp.03-08-2012
Mark R. OlsonLPL Financial LLC1st Global Capital Corp.03-08-2012
Jennifer Lynn LownsburyLPL Financial LLC1st Global Capital Corp.03-08-2012
Timothy Alan RosgaRBC Capital Markets, LLCAccess Financial Services, Inc.11-01-2016
Brittany C RaysinSecurian Financial Services, Inc.ADP Broker-Dealer, Inc.06-14-2019
Jason Benito IbarraAmeriprise Financial Services, LLCADP Broker-Dealer, Inc.05-14-2013
Jacob Eugene RuotsinojaLPL Financial LLCADP Broker-Dealer, Inc.04-13-2012
Sarah E. VestersoRBC Capital Markets, LLCADP Broker-Dealer, Inc.04-10-2012
James P MileyRBC Capital Markets, LLCADP Broker-Dealer, Inc.$1010-01-2010
Toby Alan ThackerAdvanced Advisor Group, LLCAdvanced Advisor Group, LLC03-25-2013
Jordan Robert PatrosAmeriprise Financial Services, LLCAdvantage Investment Management, LLC07-07-2015
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Showing 1 to 25 of 3,601 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.