Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Peter Douglas MonsonVan Clemens & Co. Incorporated1st Discount Brokerage, Inc.$5002-25-2014
Jeffrey Paul MoleverCambridge Investment Research, Inc.1st Global Capital Corp.10-23-2015
Lorraine Allison CraigCambridge Investment Research, Inc.1st Global Capital Corp.$5010-23-2015
Chad Michael CarlsonValMark Securities, Inc.1st Global Capital Corp.$10002-11-2015
David Edgar BremerValMark Securities, Inc.1st Global Capital Corp.02-11-2015
Patrick Kelly SchneemanValMark Securities, Inc.1st Global Capital Corp.02-11-2015
Randall Lane ReeseValMark Securities, Inc.1st Global Capital Corp.02-11-2015
Jacqueline Anne AmpeLPL Financial LLC1st Global Capital Corp.06-19-2014
Mark Wendell VandeneindeCambridge Investment Research, Inc.1st Global Capital Corp.07-29-2013
Brian Chance HooperLPL Financial LLC1st Global Capital Corp.$5003-08-2012
James Arthur GilmanLPL Financial LLC1st Global Capital Corp.03-08-2012
James Jonathan RudnickLPL Financial LLC1st Global Capital Corp.03-08-2012
Jennifer Lynn LownsburyLPL Financial LLC1st Global Capital Corp.03-08-2012
Mark Robert OlsonLPL Financial LLC1st Global Capital Corp.03-08-2012
Matt SteidlLPL Financial LLC1st Global Capital Corp.03-08-2012
Paul Allen HarvegoLPL Financial LLC1st Global Capital Corp.03-08-2012
Richard Eugene ConwayLPL Financial LLC1st Global Capital Corp.03-08-2012
Jason Benito IbarraAmeriprise Financial Services, Inc.ADP Broker-Dealer, Inc.05-14-2013
Jacob Eugene RuotsinojaLPL Financial LLCADP Broker-Dealer, Inc.04-13-2012
Sarah Elizabeth JohnstoneRBC Capital Markets, LLCADP Broker-Dealer, Inc.04-10-2012
James P MileyRBC Capital Markets, LLCADP Broker-Dealer, Inc.10-01-2010
Michelle Lee AmundsonThe Sherwin GroupAdvantage Investment Management, LLC09-18-2012
Melissa Rae BestulU.S. Bancorp Investments, Inc.AdvisorNet Wealth Management07-10-2017
Brian Westfall LahrOne Life Financial Group, Inc.AdvisorNet Wealth Management12-23-2015
Michael John MoshierOne Life Financial Group, Inc.AdvisorNet Wealth Management12-23-2015
Next Page »

Showing 1 to 25 of 2,622 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.