Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Timothy Ronald EvonFocus FinancialFidelity Brokerage Services LLC01-01-2009
Walter Roy BomgrenMorgan Stanley & Co. LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-01-2009
Paul Victor OlsonMorgan Stanley & Co. LLCUBS Financial Services Inc.$15001-01-2009
George Louis GagnonMorgan Stanley & Co. IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated01-01-2009
Chad Robert EllmanMorgan Stanley & Co. LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2501-01-2009
Todd Graham SylvesterMorgan Stanley & Co. LLCUBS Financial Services Inc.$1001-01-2009
Christopher David SchwabMorgan Stanley & Co. LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-01-2009
Gregory Paul OlsonMorgan Stanley & Co. LLCUBS Financial Services Inc.01-01-2009
Michael H BrandtAmeriprise Financial Services, LLCAmeriprise Financial Services, LLC01-02-2009
Michael Gregory McCoolVSR Financial Services, Inc.Uvest Financial Services Group, Inc.$1001-02-2009
Lester Allen Brunker Jr.UBS Financial Services Inc.Citigroup Global Markets Inc.01-02-2009
Michael Justin CorbettAssociated Investment Services, Inc.Uvest Financial Services Group, Inc.01-05-2009
Nicholas Peter BednarczykRaymond James Financial Services, Inc.LPL Financial LLC$5001-07-2009
Troy Von NarumGardner Financial Services, Inc.Citigroup Global Markets Inc.01-08-2009
Gary Michael PetrucciRBC Capital Markets, LLCUBS Financial Services Inc.01-09-2009
Brett B OslundMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$10001-09-2009
Brandon J OslundMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.01-09-2009
John Christopher SherwinLPL Financial LLCEdward Jones01-12-2009
Andrew Roy DaleU.S. Bancorp Investments, Inc.Wells Fargo Investments, LLC01-14-2009
Thomas John VanyoAmeriprise Financial Services, LLCMcLaughlin Ryder Investments, Inc.01-14-2009
Joan Maastricht GillesAmeriprise Financial Services, LLCThe O.N. Equity Sales Company01-14-2009
Suzanna M De BacaAmeriprise Financial Services, LLCBroker Dealer Financial Services Corp.$1001-14-2009
Anthony Lee SchusterAmeriprise Financial Services, LLCThrivent Investment Management Inc.01-14-2009
Harold Lannie CraggRaymond James & Associates, Inc.Robert W. Baird & Co. Incorporated$5001-16-2009
Barry Walter WoldRaymond James & Associates, Inc.Robert W. Baird & Co. Incorporated01-16-2009
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Showing 1 to 25 of 3,581 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.