Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Carter Harrison FreemanRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5006-12-2017
Casey Allen LarsonSagePoint Financial, Inc.Edward Jones$1002-08-2013
Casey FoxKestra Investment Services, LLCWoodbury Financial Services, Inc.11-15-2016
Cassandra Marie BrashierHarbour Investments, Inc.The Strategic Financial Alliance, Inc.$1003-31-2016
Catharine Rourke McClintockWells Fargo Clearing Services, LLCMorgan Stanley10-31-2014
Catherine Irene ShannonMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.01-16-2009
Chad Alan HusonWells Fargo Clearing Services, LLCEdward Jones12-06-2013
Chad Allan HoltzWells Fargo Clearing Services, LLCU.S. Bancorp Investments, Inc.$2506-02-2014
Chad Allen HuntAmeriprise Financial Services, Inc.Griffin Capital Securities, LLC$5003-23-2018
Chad Dallas ShilsonRBC Capital Markets, LLCUBS Financial Services Inc.$15010-22-2010
Chad Edward SoptickU.S. Bancorp Investments, Inc.UBS Financial Services Inc.10-29-2018
Chad Jonathon RustenNYLIFE Securities LLCThrivent Investment Management Inc.07-22-2014
Chad Lee MurphyAmeriprise Financial Services, Inc.Columbia Management Investment Distributors, Inc.$5005-05-2010
Chad Marten BenseCetera Investment Advisers LLCCetera Investment Services LLC01-21-2014
Chad Matthew RaicheCetera Investment Services LLCGradient Advisors, LLC11-15-2016
Chad Michael LindellIFP Securities, LLCLPL Financial LLC$10005-22-2019
Chad Robert EllmanMorgan StanleyMorgan Stanley & Co. LLC$2506-01-2009
Chad Ronald BesterWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
Chad VillagomezWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
Chad William DaveyU.S. Bancorp Investments, Inc.Edward Jones$1007-29-2011
Chanda Chad SourSecurities America, Inc.Sunset Financial Services, Inc.11-14-2014
Charles A. Smith Jr.Cetera Investment Services LLCMorgan Keegan & Company, Inc.$5001-29-2013
Charles Alan WayneMML Investors Services, LLCMetLife Securities Inc.$2503-25-2017
Charles Alexander StewartCommonwealth Financial NetworkSecurian Financial Services, Inc.08-15-2018
Charles Alexander Stewart Jr.Robert W. Baird & Co. IncorporatedUBS Financial Services Inc.03-26-2009
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Showing 251 to 275 of 2,102 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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