Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Benjamin RischallRoyal Alliance Associates, Inc.New England Securities08-02-2013
Benjamin Robert BernardTriad Advisors LLCCetera Advisor Networks LLC03-31-2014
Benjamin Robert BjorkRaymond James Financial Services, Inc.Putnam Retail Management Limited Partnership04-03-2017
Benjamin Thomas SchraderLPL Financial LLCThrivent Investment Management Inc.04-15-2019
Betty Jean AlbitzLPL Financial LLCNational Planning Corporation11-29-2017
Beverly Mountain Brumbaugh Jr.Oppenheimer & Co. Inc.Morgan Stanley06-12-2009
Bjorn William AmundsonRBC Capital Markets, LLCAmeriprise Financial Services, Inc.$10001-04-2016
Blair Frederick FolkensLPL Financial LLCINVEST Financial Corporation02-14-2018
Blake Edward SandvoldWoodbury Financial Services, Inc.Questar Capital Corporation03-01-2019
Blake Everett HahnFortis Group Advisors LLCLPL Financial LLC02-15-2018
Blane HammerMorgan StanleyUBS Financial Services Inc. Inc.$12007-03-2012
Blane Jeffrey Hammer, Ryan Richard JohnsonMorgan StanleyUBS Financial Services Inc.$5007-03-2012
Bobby Botsford KellamCetera Investment Services LLCEdward Jones$2504-01-2014
Brad BarinskyCambridge Investment Research, Inc.Principal Securities, Inc.02-02-2016
Brad Leroy SharpU.S. Bancorp Investments, Inc.Cetera Investment Services LLC03-02-2015
Braden Charles EllisAmeriprise Financial Services, Inc.ValMark Securities, Inc.03-29-2019
Bradley Carl JensonRaymond James Financial Services, Inc.UBS Financial Services Inc.$5005-08-2009
Bradley David KustermannWells Fargo Clearing Services, LLCEdward Jones12-06-2013
Bradley David ShraderRoyal Alliance Associates, Inc.Signator Investors, Inc.04-20-2012
Bradley Dean DavisLPL Financial LLCNational Planning Corporation11-29-2017
Bradley Earl PriesSawtooth Solutions, LLCSawtooth Asset Management, Inc.03-11-2015
Bradley Edward ConnorsLPL Financial LLCInvestment Centers of America, Inc.$5011-29-2017
Bradley J SchmitzLPL Financial LLCScottrade, Inc.05-15-2018
Bradley J. PalmersheimCetera Advisor Networks LLCInvestment Centers of America, Inc.04-10-2015
Bradley James KoenckAmeriprise Financial Services, Inc.RiverSource Distributors, Inc.02-20-2015
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Showing 126 to 150 of 2,102 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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