Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Andrew LindbergGEN Financial Management Inc.Ameriprise Financial Services, Inc.09-25-2018
Aaron Andrew LindbergAmeriprise Financial Services, Inc.Farmers Financial Solutions, LLC$10012-18-2009
Aaron BonnemaAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)09-06-2018
Aaron Daniel LockeCetera Advisor Networks LLCAdvisorNet Wealth Management05-13-2009
Aaron Dwight LarsonEdward JonesThrivent Investment Management Inc.$50006-02-2017
Aaron J. FultonProEquities, Inc.Securities America, Inc.01-04-2012
Aaron James PutmanCommonwealth Financial NetworkHaukedahl Financial Services$80011-01-2017
Aaron Jason SotakMorgan StanleyUBS Financial Services Inc.$50006-17-2010
Aaron John ElkinsBMO Harris Financial Advisors, Inc.Thrivent Investment Management Inc.$50010-15-2012
Aaron Joshua GreenCetera Investment Services LLCThrivent Investment Management Inc.$10007-27-2018
Aaron Joshua GreenThrivent Investment Management Inc.Cetera Investment Services LLC$10008-04-2016
Aaron Matthew FossumInvestment Centers of America, Inc.Cetera Investment Services LLC12-02-2013
Aaron Michael JacobsGradient Securities, LLCCabot Lodge Securities LLC12-12-2013
Aaron Michael SweereU.S. Bancorp Investments, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-22-2019
Aaron Russel ServaisU.S. Bancorp Investments, Inc.SunTrust Investment Services, Inc.01-17-2018
Abba Joel BlumAllstate Financial Services, LLCAmeriprise Financial Services, Inc.05-21-2014
Adam Christopher GranthamWaddell & ReedThrivent Investment Management Inc.02-14-2014
Adam Christopher TheinAmeriprise Financial Services, Inc.AXA Advisors, LLC05-12-2010
Adam David GooleyCRI Securities, LLCAXA Advisors, LLC08-28-2015
Adam Donald HeathcoteBerganKDV Wealth Management, LLCValMark Securities, Inc.12-10-2013
Adam Donald HeathcoteValMark Securities, Inc.Western International Securities, Inc.$10006-03-2011
Adam Gabriel WolffINVEST Financial CorporationMetLife Securities Inc.02-16-2016
Adam Henry DwyerMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.10-11-2019
Adam J. TlustyFiduciary Counselling IncJ.P. Morgan Securities LLC08-07-2018
Adam James HubHarbour Investments, Inc.The Strategic Financial Alliance, Inc.$10003-30-2016
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Showing 1 to 25 of 3,445 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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