Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Zeyd Ibn SattarMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley12-05-2014
Zachary Tyler KlemerWells Fargo Clearing Services, LLCThrivent Investment Management Inc.01-25-2019
Zachary R. TabattCetera Advisor Networks LLCAmeriprise Financial Services, LLC03-25-2015
Zachary Jon EngelkingVoya Financial Advisors, Inc.Investors Capital Corp.01-06-2014
Zachary HollowayCetera Advisor Networks LLCEdward Jones03-12-2018
Zachary Francis WallaceMurphy Pohlad Asset Management LLCAmeriprise Financial Services, LLC02-12-2020
Yvonne Carla MelocheRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-20-2017
Youkang GaoMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC03-02-2018
Yevgeniy M. DrozdovCharles Schwab & Co., Inc.Ameriprise Financial Services, LLC06-23-2016
Xay ThaoBMO Harris Financial Advisors, Inc.Wells Fargo Clearing Services, LLC11-01-2016
William Timothy OlsonRBC Capital Markets, LLCCitigroup Global Markets Inc.03-26-2009
William Thomas George MooreSecurian Financial Services, Inc.Edward Jones01-15-2018
William T. SchwindCharles Schwab & Co., Inc.Ameriprise Financial Services, LLC$2501-25-2010
William Stevenson PhillipsWells Fargo Clearing Services, LLCRobert W. Baird & Co. Incorporated10-02-2014
William SnuggerudLPL Financial LLCUBS Financial Services Inc.$5002-05-2016
William Sherman Harrison IICetera Investment Services LLCHfa Asset Management, Inc.08-16-2011
William Roger SimonetteLPL Financial LLCAskar Corp.01-03-2012
William Robert Van CleaveAmeriprise Financial Services, LLCAmeriprise Financial Services, LLC08-02-2011
William Robert FlanaryAmeritas Investment Company, LLCKestra Investment Services, LLC04-26-2010
William Ray VogelerLPL Financial LLCInvestment Centers of America, Inc.07-11-2016
William R. QuinnKestra Investment Services, LLCRiverSource Distributors, Inc.11-13-2014
William Patrick MulvahillTrailhead Planners, LLCESSENTIAL WEALTH01-18-2020
William Patrick MulvahillESSENTIAL WEALTHAmeriprise Financial Services, LLC03-28-2019
William Lee GrossmanWoodbury Financial Services, Inc.SII Investments, Inc.11-27-2017
William Lance CouchWells Fargo Clearing Services, LLCAXA Advisors, LLC08-13-2019
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Showing 1 to 25 of 3,580 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.