Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joseph A. GeorgesCalton & Associates, Inc.Capital Financial Services, Inc.06-28-2019
Andrew James RobertsSecurities America, Inc.Edward Jones06-20-2019
David Matthew BenningLogan Park Wealth ManagementAmeriprise Financial Services, Inc.03-29-2019
Jeffery James SuttonLogan Park Wealth ManagementAmeriprise Financial Services, Inc.03-29-2019
Nathan KrampeLions Wealth ManagementLPL Financial LLC03-28-2019
Kristina Rae CummingsPrestige Wealth ManagementAmeriprise Financial Services, Inc.03-26-2019
Christine Deanne PetersonCetera Investment Services LLCRaymond James Financial Services, Inc.03-21-2019
Todd Christopher MoritzWhite Turf FinancialQuestar Capital Corporation03-11-2019
Jesse SellPrevail Financial Partners, LLCAmeriprise Financial Services, Inc.03-01-2019
Michael Shane SheppardSecurian Financial Services, Inc.Principal Securities, Inc.02-26-2019
Hannah Alyssa UppalThrivent Investment Management Inc.Raymond James Financial Services, Inc.02-19-2019
Brian Joseph GodfreyGradient Securities, LLCCambridge Investment Research, Inc.02-13-2019
Eric Stephen HerzogPark Avenue Securities LLCDorn & Co., Inc.02-04-2019
Vitaly ZefirovCetera Investment Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-04-2019
Kent Fellman LarsonEdward JonesVoya America Equities, Inc.02-01-2019
Luke Thomas JohnsonBoreal Advisors LLCBallast Advisors, LLC01-30-2019
Whitney L EmanuelSecurities America, Inc.NYLIFE Securities LLC01-30-2019
David Steven KrasnoffCetera Advisor Networks LLCQuestar Capital Corporation01-22-2019
Jessica R WrightRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-18-2019
Ryan Patrick EsseEdward JonesNYLIFE Securities LLC01-18-2019
Scott Allen PetersFarmers Financial Solutions, LLCThrivent Investment Management Inc.01-16-2019
Brian James SchreiberMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC01-14-2019
Jan Marie SteckerHD Vest Investment ServicesUBS Financial Services Inc.01-11-2019
Michael Scott SwansonFSC Securities CorporationPlanMember Securities Corporation01-02-2019
William David PritchardAllstate Financial Services, LLCAXA Advisors, LLC12-20-2018
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Showing 1 to 25 of 2,614 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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