Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Drew Taylor JohnsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC12-13-2019
Sunn Sun YeeMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC08-23-2019
William Lance CouchWells Fargo Clearing Services, LLCAXA Advisors, LLC08-13-2019
Kevin Dale EngebretsonPruco Securities, LLC.AXA Advisors, LLC05-21-2019
William D. PritchardAllstate Financial Services, LLCAXA Advisors, LLC12-20-2018
Trevor MaloneRBC Capital Markets, LLCAXA Advisors, LLC09-19-2018
Sam Louis ReberAmeriprise Financial Services, LLCAXA Advisors, LLC02-28-2018
Nathan Michael RolekTD Ameritrade Investment Management, LLCAXA Advisors, LLC04-20-2017
Christopher Heinz LeighningerFBL Marketing Services, LLCAXA Advisors, LLC10-28-2016
Peter J. RuhlAmeriprise Financial Services, LLCAXA Advisors, LLC10-12-2016
Justin Joseph GandrudLPL Financial LLCAXA Advisors, LLC09-07-2016
Cameron WilsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC07-26-2016
Taylor David WinbushFidelity Brokerage Services LLCAXA Advisors, LLC01-22-2016
Matthew R. EngstromPrincipal Securities, Inc.AXA Advisors, LLC10-19-2015
Adam David GooleyCRI Securities, LLCAXA Advisors, LLC08-28-2015
Amy J. SauffererCRI Securities, LLCAXA Advisors, LLC04-22-2015
Emily K. HazelrothStrategic Advisers LLCAXA Advisors, LLC02-19-2015
Julia Samsal HippParkland Securities, LLCAXA Advisors, LLC06-04-2014
Nicholas Jason LoehleinSecurities America, Inc.AXA Advisors, LLC03-26-2014
Scott E. CaskeyLPL Financial LLCAXA Advisors, LLC02-13-2013
Sheila RhodesAmeriprise Financial Services, LLCAXA Advisors, LLC03-20-2012
Robert Kook Meints Jr.Woodbury Financial Services, Inc.AXA Advisors, LLC$2512-15-2011
Eric Lee MadsonAPW Capital, Inc.AXA Advisors, LLC$5006-01-2011
Thomas Lyle TollefsonCambridge Investment Research, Inc.AXA Advisors, LLC04-01-2011
Jarod Richard HaglinPruco Securities, LLC.AXA Advisors, LLC02-21-2011
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.