Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert Waldemar PetersenWoodbury Financial Services, Inc.AXA Advisors, LLC08-01-2009
Jacob Daniel ClermontCountry Capital Management CompanyAXA Advisors, LLC10-05-2009
Eric Gerald BrockbergRaymond James Financial Services, Inc.AXA Advisors, LLC$1004-01-2010
Jonathan Henry DrewesPark Avenue Securities LLCAXA Advisors, LLC$1004-14-2010
Robert John StarkeyPark Avenue Securities LLCAXA Advisors, LLC04-26-2010
Adam Christopher TheinAmeriprise Financial Services, LLCAXA Advisors, LLC05-12-2010
Kenneth Jerome LoehleinSecurities America, Inc.AXA Advisors, LLC07-30-2010
Christopher Scott MaclennanSecurities America, Inc.AXA Advisors, LLC$2510-18-2010
Lynn Fredrick CupkieSecurities America, Inc.AXA Advisors, LLC01-05-2011
Jarod Richard HaglinPruco Securities, LLC.AXA Advisors, LLC02-21-2011
Thomas Lyle TollefsonCambridge Investment Research, Inc.AXA Advisors, LLC04-01-2011
Eric Lee MadsonAPW Capital, Inc.AXA Advisors, LLC$5006-01-2011
Robert Kook Meints Jr.Woodbury Financial Services, Inc.AXA Advisors, LLC$2512-15-2011
Sheila RhodesAmeriprise Financial Services, LLCAXA Advisors, LLC03-20-2012
Scott E. CaskeyLPL Financial LLCAXA Advisors, LLC02-13-2013
Nicholas Jason LoehleinSecurities America, Inc.AXA Advisors, LLC03-26-2014
Julia Samsal HippParkland Securities, LLCAXA Advisors, LLC06-04-2014
Emily K. HazelrothStrategic Advisers LLCAXA Advisors, LLC02-19-2015
Amy J. SauffererCRI Securities, LLCAXA Advisors, LLC04-22-2015
Adam David GooleyCRI Securities, LLCAXA Advisors, LLC08-28-2015
Matthew R. EngstromPrincipal Securities, Inc.AXA Advisors, LLC10-19-2015
Taylor David WinbushFidelity Brokerage Services LLCAXA Advisors, LLC01-22-2016
Cameron WilsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC07-26-2016
Justin Joseph GandrudLPL Financial LLCAXA Advisors, LLC09-07-2016
Peter J. RuhlAmeriprise Financial Services, LLCAXA Advisors, LLC10-12-2016
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.