Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam Christopher TheinAmeriprise Financial Services, LLCAXA Advisors, LLC05-12-2010
Adam David GooleyCRI Securities, LLCAXA Advisors, LLC08-28-2015
Adam M. PhillipichCambridge Investment Research, Inc.AXA Advisors, LLC05-01-2020
Amy J. SauffererCRI Securities, LLCAXA Advisors, LLC04-22-2015
Cameron WilsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC07-26-2016
Christopher Heinz LeighningerFBL Marketing Services, LLCAXA Advisors, LLC10-28-2016
Christopher Scott MaclennanSecurities America, Inc.AXA Advisors, LLC$2510-18-2010
Drew Taylor JohnsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC12-13-2019
Emily K. HazelrothStrategic Advisers LLCAXA Advisors, LLC02-19-2015
Eric Gerald BrockbergRaymond James Financial Services, Inc.AXA Advisors, LLC$1004-01-2010
Eric Lee MadsonAPW Capital, Inc.AXA Advisors, LLC$5006-01-2011
Jacob Daniel ClermontCountry Capital Management CompanyAXA Advisors, LLC10-05-2009
Jarod Richard HaglinPruco Securities, LLC.AXA Advisors, LLC02-21-2011
Jonathan Henry DrewesPark Avenue Securities LLCAXA Advisors, LLC$1004-14-2010
Julia Samsal HippParkland Securities, LLCAXA Advisors, LLC06-04-2014
Justin Joseph GandrudLPL Financial LLCAXA Advisors, LLC09-07-2016
Kenneth Jerome LoehleinSecurities America, Inc.AXA Advisors, LLC07-30-2010
Kevin Dale EngebretsonPruco Securities, LLC.AXA Advisors, LLC05-21-2019
Lynn Fredrick CupkieSecurities America, Inc.AXA Advisors, LLC01-05-2011
Matthew R. EngstromPrincipal Securities, Inc.AXA Advisors, LLC10-19-2015
Nathan Michael RolekTD Ameritrade Investment Management, LLCAXA Advisors, LLC04-20-2017
Nicholas Jason LoehleinSecurities America, Inc.AXA Advisors, LLC03-26-2014
Peter J. RuhlAmeriprise Financial Services, LLCAXA Advisors, LLC10-12-2016
Robert John StarkeyPark Avenue Securities LLCAXA Advisors, LLC04-26-2010
Robert Kook Meints Jr.Woodbury Financial Services, Inc.AXA Advisors, LLC$2512-15-2011
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.