Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Daniel LockeCetera Advisor Networks LLCAmeriprise Financial Services, Inc.05-13-2009
Alexander William CowanMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.07-24-2018
Amanda Lynn GardnerLPL Financial LLCAmeriprise Financial Services, Inc.07-28-2011
Andrew Gilbert FraleyLPL Financial LLCAmeriprise Financial Services, Inc.08-06-2013
Anton Fawver MadsenNewLeaf Financial GuidanceAmeriprise Financial Services, Inc.02-18-2016
Barbara Jean HedblomRoyal Alliance Associates, Inc.Ameriprise Financial Services, Inc.$10006-27-2018
Benjamin Allen HovlandSagePoint Financial, Inc.Ameriprise Financial Services, Inc.04-23-2010
Bjorn William AmundsonRBC Capital Markets, LLCAmeriprise Financial Services, Inc.$10001-04-2016
Brady Aaron MickolichekAll Star Financial IncAmeriprise Financial Services, Inc.04-28-2017
Brady William SchmidtCetera Advisor Networks LLCAmeriprise Financial Services, Inc.10-08-2009
Brian William ScheelU.S. Bancorp Investments, Inc.Ameriprise Financial Services, Inc.12-03-2010
Bridget Kathleen FallonThrivent Investment Management Inc.Ameriprise Financial Services, Inc.05-12-2016
Charles Kermit AltendorferNorthwestern Mutual Investment Services, LLCAmeriprise Financial Services, Inc.03-17-2017
Charles Roger NorrisPruco Securities, LLC.Ameriprise Financial Services, Inc.04-16-2015
Cheri A. MchugoMorgan StanleyAmeriprise Financial Services, Inc.01-27-2017
Cheryl Jean GrochowskiCommonwealth Financial NetworkAmeriprise Financial Services, Inc.$1006-24-2016
Daniel Joseph EnrightRBC Capital Markets, LLCAmeriprise Financial Services, Inc.07-16-2019
Daniel Joseph KakachPrudential Customer Solutions LLCAmeriprise Financial Services, Inc.07-20-2018
Daniel SlagleFyooz Financial PlanningAmeriprise Financial Services, Inc.07-29-2019
Danielle C. FaisonCUNA Brokerage Services, Inc.Ameriprise Financial Services, Inc.10-03-2014
David Matthew BenningLogan Park Wealth ManagementAmeriprise Financial Services, Inc.03-29-2019
David William MatthewsRoyal Alliance Associates, Inc.Ameriprise Financial Services, Inc.11-19-2014
Derek Robert ReadySecurities America, Inc.Ameriprise Financial Services, Inc.06-13-2014
Elizabeth Karen KroghCommonwealth Financial NetworkAmeriprise Financial Services, Inc.$1006-24-2016
Eric A SwansonU.S. Bancorp Investments, Inc.Ameriprise Financial Services, Inc.07-09-2018
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Showing 1 to 25 of 79 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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