Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Daniel SlagleFyooz Financial PlanningAmeriprise Financial Services, Inc.07-29-2019
Daniel Joseph EnrightRBC Capital Markets, LLCAmeriprise Financial Services, Inc.07-16-2019
David Matthew BenningLogan Park Wealth ManagementAmeriprise Financial Services, Inc.03-29-2019
Jeffery James SuttonLogan Park Wealth ManagementAmeriprise Financial Services, Inc.03-29-2019
William Patrick MulvahillEssential WealthAmeriprise Financial Services, Inc.03-28-2019
Kristina Rae CummingsPrestige Wealth ManagementAmeriprise Financial Services, Inc.03-26-2019
Jesse SellPrevail Financial Partners, LLCAmeriprise Financial Services, Inc.03-01-2019
Phillip Louis AndersonSecurities America, Inc.Ameriprise Financial Services, Inc.09-04-2018
Alexander William CowanMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.07-24-2018
Daniel Joseph KakachPrudential Customer Solutions LLCAmeriprise Financial Services, Inc.07-20-2018
Eric A SwansonU.S. Bancorp Investments, Inc.Ameriprise Financial Services, Inc.07-09-2018
Patrick Ryan WilkerU.S. Bancorp Investments, Inc.Ameriprise Financial Services, Inc.01-24-2018
Jeffrey Todd TimonenWells Fargo Clearing Services, LLCAmeriprise Financial Services, Inc.07-10-2017
Leeann Leske1 BLUEBILL FinancialAmeriprise Financial Services, Inc.06-20-2017
Paul Anthony UnderdahlRoyal Alliance Associates, Inc.Ameriprise Financial Services, Inc.05-05-2017
Brady Aaron MickolichekAll Star Financial IncAmeriprise Financial Services, Inc.04-28-2017
Charles Kermit AltendorferNorthwestern Mutual Investment Services, LLCAmeriprise Financial Services, Inc.03-17-2017
Scott Andrew PetersonBallast Advisors, LLCAmeriprise Financial Services, Inc.02-02-2017
Cheri A. MchugoMorgan StanleyAmeriprise Financial Services, Inc.01-27-2017
Thomas Verdie AamotCalhoun Financial Planning and ManagementAmeriprise Financial Services, Inc.01-21-2017
Frank KulakBancWest Investment Services, Inc.Ameriprise Financial Services, Inc.01-20-2017
Jane Ann MusserHighTower Securities, LLCAmeriprise Financial Services, Inc.12-21-2016
Jacob F. WintersSecurities America, Inc.Ameriprise Financial Services, Inc.12-13-2016
Bridget Kathleen FallonThrivent Investment Management Inc.Ameriprise Financial Services, Inc.05-12-2016
William J. RegenscheidLPL Financial LLCAmeriprise Financial Services, Inc.03-14-2016
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Showing 1 to 25 of 79 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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